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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
$1.14B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$557M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$502M
4
AIG
American International Group
New York
$371M
5
Ameriprise
Ameriprise
Minnesota
$456M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
$2.83B
2
State Street
State Street
Massachusetts
$6.61B
3
Vanguard Group
Vanguard Group
Pennsylvania
$7.26B
4
Deutsche Bank
Deutsche Bank
Germany
$216M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
$29.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
LWA
1626
Lowe Wealth Advisors
Maryland
$8K – – –
MFT
1627
Moisand Fitzgerald Tamayo
Florida
$8K – – –
BHWM
1628
Bay Harbor Wealth Management
Maryland
$8K – – –
NC
1629
NewSquare Capital
Pennsylvania
$7K – – –
CMA
1630
Cedar Mountain Advisors
Oregon
$7K +$7K +48 New
BCI
1631
Brinker Capital Investments
Pennsylvania
$6K -$7.54K -49 -56%
QAM
1632
QCI Asset Management
New York
$6K – – –
LFG
1633
LifePlan Financial Group
Ohio
$6K – – –
FCH
1634
Freestone Capital Holdings
Washington
$5.14K +$2.99K +20,261 +140%
MIM
1635
Macroview Investment Management
Maryland
$4K – – –
CH
1636
Canton Hathaway
Rhode Island
$4K – – –
EWM
1637
Edge Wealth Management
New York
$3K – – –
RWG
1638
Regal Wealth Group
California
$3K – – –
IWP
1639
IAG Wealth Partners
Wisconsin
$3K +$3K +17 New
LAS
1640
Lloyd Advisory Services
Georgia
$3K +$3K +18 New
TRCT
1641
Tower Research Capital (TRC)
New York
$2K -$2.58M -18,033 -100%
TCM
1642
TD Capital Management
Tennessee
$2K – – –
GFPC
1643
Global Financial Private Capital
Florida
$2K – – –
Kayne Anderson Rudnick Investment Management
1644
Kayne Anderson Rudnick Investment Management
California
$2K +$2K +11 New
CWA
1645
Capital Wealth Alliance
Arizona
$2K +$2K +12 New
CAM
1646
ClariVest Asset Management
California
$1K -$253K -1,267 -100%
IRAG
1647
Investment Research & Advisory Group
Georgia
$1K +$1K +10 New
LP
1648
LMR Partners
United Kingdom
$669 +$669 +4,532 New
PAA
1649
Peregrine Asset Advisers
Oregon
$357 +$26 +175 +8%
NDSI
1650
Newman Dignan & Sheerar Inc
Rhode Island
$223 +$223 +1,510 New
64 65
66
67 68