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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
LOAMS
1601
Lombard Odier Asset Management (Switzerland)
Switzerland
-$252K -2,172 Closed
HEIP
1602
Hudson Edge Investment Partners
New Jersey
-$252K -2,170 Closed
VAM
1603
Verity Asset Management
North Carolina
-$252K -2,168 Closed
BPB
1604
Badgley, Phelps & Bell
Washington
-$251K -2,167 Closed
TC
1605
TAP Consulting
Missouri
-$251K -2,165 Closed
MG
1606
Meritage Group
California
-$250K -2,156 Closed
BWM
1607
BigSur Wealth Management
Florida
-$245K -2,110 Closed
SIM
1608
Stratos Investment Management
Ohio
-$237K -2,042 Closed
MVA
1609
Mount Vernon Associates
Maryland
-$235K -2,026 Closed
FIB
1610
First Interstate Bank
Montana
-$226K -1,947 Closed
AIS
1611
Accurate Investment Solutions
Pennsylvania
-$211K -1,814 Closed
VC
1612
Vicus Capital
Pennsylvania
-$203K -1,746 Closed
HPWM
1613
Highland Private Wealth Management
Washington
-$203K -1,745 Closed
LAIC
1614
Lederer & Associates Investment Counsel
California
-$200K -1,725 Closed
SWP
1615
Strategic Wealth Partners
Ohio
-$237K -1,606 Closed
Capstone Investment Advisors
1616
Capstone Investment Advisors
New York
-$179K -1,509 Closed
CDIA
1617
Capital Directions Investment Advisors
Georgia
-$142K -1,228 Closed
AC
1618
AlphaCore Capital
California
-$99K -851 Closed
EWM
1619
EPG Wealth Management
Georgia
-$94K -807 Closed
PAM
1620
Paradigm Asset Management
New York
-$87K -750 Closed
CIS
1621
Capital International Sarl
California
-$81K -700 Closed
HFM
1622
Harvest Fund Management
China
-$58K -505 Closed
DWM
1623
Darwin Wealth Management
Florida
-$54K -473 Closed
SL
1624
Salomon & Ludwin
Virginia
-$52K -450 Closed
KFI
1625
Key Financial Inc
Pennsylvania
-$38K -333 Closed

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.