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Caterpillar
CAT

Overview Fund Activity

1,553 hedge funds and large institutions have $50.6B invested in Caterpillar in 2019 Q2 according to their latest regulatory filings, with 86 funds opening new positions, 583 increasing their positions, 625 reducing their positions, and 105 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,553
Holders Change
-39
Holders Change %
-2.45%
% of All Funds
33.78%
Holding in Top 10
22
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-15.38%
% of All Funds
0.48%
New
86
Increased
583
Reduced
625
Closed
105
Calls
$1.42B
Puts
$1.59B
Net Calls
-$165M
Net Calls Change
+$305M

Top Buyers

1
Nuveen Asset Management
Nuveen Asset Management
Illinois
$616M
2
LSV Asset Management
LSV Asset Management
Illinois
$376M
3
Sanders Capital
Sanders Capital
Florida
$851M
4
Two Sigma Investments
Two Sigma Investments
New York
$147M
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
$384M

Top Sellers

1
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$205M
2
Capital World Investors
Capital World Investors
California
$433M
3
Citadel Advisors
Citadel Advisors
Florida
$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
$290M
5
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
$128M
Name Holding Trade Value Shares
Change 		Shares
Change %
TST
1601
Tech Square Trading
Massachusetts
– -$444K -3,280 Closed
PAS
1602
Park Avenue Securities
New York
– -$448K -3,193 Closed
TCM
1603
Teza Capital Management
Illinois
– -$420K -3,101 Closed
AA
1604
Ancora Advisors
Ohio
– -$406K -2,995 Closed
EFS
1605
Econ Financial Services
Pennsylvania
– -$372K -2,747 Closed
HPC
1606
Hobart Private Capital
North Carolina
– -$363K -2,677 Closed
DWM
1607
Dakota Wealth Management
Florida
– -$308K -2,272 Closed
DIA
1608
Dana Investment Advisors
Wisconsin
– -$302K -2,226 Closed
GCP
1609
GSA Capital Partners
United Kingdom
– -$300K -2,217 Closed
FAM
1610
Formidable Asset Management
Ohio
– -$242K -1,894 Closed
MA
1611
MANA Advisors
New York
– -$248K -1,832 Closed
AWM
1612
Aevitas Wealth Management
Massachusetts
– -$240K -1,773 Closed
CIC
1613
Crawford Investment Counsel
Georgia
– -$240K -1,768 Closed
MTIM
1614
Marathon Trading Investment Management
Pennsylvania
– -$230K -1,700 Closed
QCM
1615
Quantinno Capital Management
New York
– -$224K -1,655 Closed
AIP
1616
Ahrens Investment Partners
Louisiana
– -$222K -1,636 Closed
SIM
1617
Sterling Investment Management
Arizona
– -$219K -1,614 Closed
FA
1618
FDx Advisors
Illinois
– -$214K -1,582 Closed
HC
1619
Hourglass Capital
Texas
– -$209K -1,545 Closed
AFNAS
1620
American Financial Network Advisory Services
California
– -$201K -1,533 Closed
RG
1621
Renaissance Group
Kentucky
– -$207K -1,529 Closed
SCP
1622
Stamos Capital Partners
California
– -$206K -1,500 Closed
Rafferty Asset Management
1623
Rafferty Asset Management
New York
– -$203K -1,499 Closed
PWM
1624
Perigon Wealth Management
California
– -$201K -1,464 Closed
FNC
1625
First National Corp
Massachusetts
– -$168K -1,241 Closed
63 64
65
66 67