CAT icon

Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
1
Renaissance Technologies
New York
$252M
2
Sanders Capital
2
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
4
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
5
Prudential Financial
New Jersey
$114M
Name Holding Trade Value Shares
Change 		Shares
Change %
AIM
1601
Artemis Investment Management
United Kingdom
– -$19.7M -154,880 Closed
Nomura Holdings
1602
Nomura Holdings
Japan
– -$15.4M -122,150 Closed
SC
1603
Samlyn Capital
New York
– -$13M -102,439 Closed
ZDA
1604
Zweig-DiMenna Associates
New York
– -$11.5M -90,541 Closed
MCM
1605
McKinley Capital Management
Alaska
– -$11.3M -89,168 Closed
SGDR
1606
SPX Gestao de Recursos
Brazil
– -$10.2M -80,000 Closed
PC
1607
PointState Capital
New York
– -$10M -78,900 Closed
Walleye Trading
1608
Walleye Trading
New York
– -$9.32M -73,339 Closed
RBA
1609
Richard Bernstein Advisors
New York
– -$7.88M -62,012 Closed
RSS
1610
Rosenblum Silverman Sutton
California
– -$3.96M -44,005 Closed
SCM
1611
Stevens Capital Management
Pennsylvania
– -$5.42M -42,673 Closed
ED
1612
Exane Derivatives
France
– -$4.23M -33,289 Closed
GAM
1613
Greenwoods Asset Management
Cayman Islands
– -$3.41M -26,800 Closed
AL
1614
Arnhold LLC
New York
– -$3.32M -26,098 Closed
QGA
1615
Q Global Advisors
Texas
– -$3.26M -25,642 Closed
Group One Trading
1616
Group One Trading
Illinois
– -$3.16M -24,897 Closed
GP
1617
Geneva Partners
Wisconsin
– -$2.59M -20,199 Closed
CANY
1618
Caxton Associates (New York)
New York
– -$2.54M -20,000 Closed
ACM
1619
Alight Capital Management
New York
– -$2.54M -20,000 Closed
APFBOT
1620
Amica Pension Fund Board of Trustees
Rhode Island
– -$2.18M -17,138 Closed
MC
1621
Martin Currie
United Kingdom
– -$2.11M -16,584 Closed
TSS
1622
Two Sigma Securities
New York
– -$1.82M -14,296 Closed
HT
1623
HAP Trading
New York
– -$1.37M -10,752 Closed
ECM
1624
Element Capital Management
New York
– -$1.15M -9,018 Closed
OAMU
1625
Ostrum Asset Management US
New York
– -$1.13M -8,913 Closed
63 64
65
66 67