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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
PAM
1601
Premier Asset Management
Illinois
-$237K -1,750 Closed
GH
1602
GAM Holding
Switzerland
-$220K -1,615 Closed
GIA
1603
Granite Investment Advisors
New Hampshire
-$206K -1,521 Closed
EGM
1604
Engineers Gate Manager
New York
-$204K -1,501 Closed
IWP
1605
Icon Wealth Partners
Texas
-$177K -1,306 Closed
CPA
1606
Clear Perspective Advisors
Illinois
-$168K -1,237 Closed
CIS
1607
Capital International Sarl
California
-$163K -1,200 Closed
LC
1608
Landaas & Company
Wisconsin
-$130K -957 Closed
SAS
1609
Stelac Advisory Services
New York
-$119K -878 Closed
FAM
1610
Fred Alger Management
New York
-$90K -665 Closed
CIM
1611
Contravisory Investment Management
Massachusetts
-$89K -652 Closed
VC
1612
Vestor Capital
Illinois
-$86K -632 Closed
GFP
1613
Gryphon Financial Partners
Ohio
-$84K -622 Closed
JAM
1614
Jolley Asset Management
North Carolina
-$83K -615 Closed
B
1615
Bridgeworth
Alabama
-$81K -602 Closed
AA
1616
Apriem Advisors
California
-$80K -589 Closed
SMFG
1617
Sumitomo Mitsui Financial Group
Japan
-$59K -435 Closed
EAM
1618
Exane Asset Management
France
-$55.6K -410 Closed
OFS
1619
Orrstown Financial Services
Pennsylvania
-$55K -404 Closed
KCPG
1620
Kavar Capital Partners Group
Kansas
-$41K -302 Closed
PCM
1621
Poehling Capital Management
Wisconsin
-$41K -300 Closed
PW
1622
Price Wealth
Texas
-$38K -280 Closed
AIL
1623
AGF Investments LLC
Ontario, Canada
-$36 -266 Closed
BCP
1624
Blackhawk Capital Partners
Wisconsin
-$23K -170 Closed
RFWA
1625
RPg Family Wealth Advisory
Massachusetts
-$16.3K -120 Closed

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.