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Caterpillar
CAT

Overview Fund Activity

1,476 hedge funds and large institutions have $46.2B invested in Caterpillar in 2019 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 530 increasing their positions, 639 reducing their positions, and 146 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,476
Holders Change
-77
Holders Change %
-4.96%
% of All Funds
32.42%
Holding in Top 10
15
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-31.82%
% of All Funds
0.33%
New
76
Increased
530
Reduced
639
Closed
146
Calls
$1.28B
Puts
$1.67B
Net Calls
-$385M
Net Calls Change
-$220M

Top Buyers

1
Fisher Asset Management
Fisher Asset Management
Washington
$679M
2
Capital International Investors
Capital International Investors
California
$298M
3
Lazard Asset Management
Lazard Asset Management
New York
$181M
4
Invesco
Invesco
Georgia
$310M
5
LSV Asset Management
LSV Asset Management
Illinois
$413M

Top Sellers

1
ClearBridge Investments
ClearBridge Investments
New York
$576K
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
$153M
3
Renaissance Technologies
Renaissance Technologies
New York
$15.7M
4
Capital Research Global Investors
Capital Research Global Investors
California
$163M
5
Norges Bank
Norges Bank
Norway
$608M
Name Holding Trade Value Shares
Change 		Shares
Change %
AIM
1576
Alambic Investment Management
California
– -$217K -1,590 Closed
LNB
1577
Ledyard National Bank
– -$216K -1,585 Closed
HCM
1578
Hutchinson Capital Management
California
– -$214K -1,570 Closed
CHA
1579
Cooper/Haims Advisors
New York
– -$214K -1,567 Closed
TCM
1580
Traynor Capital Management
Pennsylvania
– -$213K -1,561 Closed
HFA
1581
High Falls Advisors
New York
– -$212K -1,552 Closed
WF
1582
WoodTrust Financial
Wisconsin
– -$211K -1,550 Closed
RSVP
1583
Ramsay Stattman Vela & Price
Colorado
– -$211K -1,550 Closed
CG
1584
Corundum Group
Colorado
– -$211K -1,547 Closed
LC
1585
Lavaca Capital
Texas
– -$211K -1,546 Closed
P
1586
&Partners
Tennessee
– -$210K -1,540 Closed
CCM
1587
Canal Capital Management
Virginia
– -$209K -1,533 Closed
BCM
1588
BlueCrest Capital Management
Jersey
– -$207K -1,518 Closed
CWM
1589
Cordatus Wealth Management
Pennsylvania
– -$206K -1,511 Closed
NDSI
1590
Newman Dignan & Sheerar Inc
Rhode Island
– -$206 -1,510 Closed
W
1591
Wealthquest
Ohio
– -$204K -1,504 Closed
AIP
1592
Almanack Investment Partners
Pennsylvania
– -$205K -1,503 Closed
NCM
1593
Novare Capital Management
North Carolina
– -$204K -1,500 Closed
CCM
1594
Chickasaw Capital Management
Tennessee
– -$204K -1,500 Closed
LWM
1595
Lyell Wealth Management
California
– -$204K -1,500 Closed
SWMG
1596
Sanchez Wealth Management Group
Florida
– -$201K -1,478 Closed
BF
1597
Blankinship & Foster
California
– -$201K -1,477 Closed
WPC
1598
Waters Parkerson & Co
Louisiana
– -$201K -1,475 Closed
DWM
1599
Doyle Wealth Management
Florida
– -$189K -1,387 Closed
FIA
1600
FNY Investment Advisers
New York
– -$170K -1,250 Closed
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