CAT icon

Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
$384M
2
Capital International Investors
Capital International Investors
California
$575M
3
Invesco
Invesco
Georgia
$399M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$782M
5
Boston Partners
Boston Partners
Massachusetts
$169M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$205M
2
Capital World Investors
Capital World Investors
California
$175M
3
Primecap Management
Primecap Management
California
$904M
4
Ameriprise
Ameriprise
Minnesota
$227M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
JIM
1551
Jupiter Investment Management
United Kingdom
– -$886K -6,000 Closed
BAM
1552
Beaumont Asset Management
Texas
– -$847K -5,737 Closed
BCM
1553
BlueCrest Capital Management
Jersey
– -$837K -5,669 Closed
CMO
1554
Covenant Multifamily Offices
Texas
– -$833K -5,641 Closed
MSU
1555
Mizuho Securities USA
New York
– -$778K -5,270 Closed
HI
1556
Hoey Investments
Pennsylvania
– -$727K -4,926 Closed
Walleye Capital
1557
Walleye Capital
New York
– -$685K -4,636 Closed
UF
1558
Univest Financial
Pennsylvania
– -$424K -4,572 Closed
LP
1559
LMR Partners
United Kingdom
– -$669 -4,532 Closed
AP
1560
Advisors Preferred
Maryland
– -$669K -4,531 Closed
PWS
1561
Paragon Wealth Strategies
Florida
– -$665K -4,503 Closed
FDS
1562
Freedom Day Solutions
Texas
– -$655K -4,436 Closed
PAS
1563
Park Avenue Securities
New York
– -$543K -3,676 Closed
BAM
1564
Blueshift Asset Management
New Jersey
– -$526K -3,565 Closed
AWA
1565
ARS Wealth Advisors
Florida
– -$524K -3,550 Closed
PL
1566
Perpetual Ltd
Australia
– -$516K -3,500 Closed
SM
1567
Sciencast Management
New Jersey
– -$514K -3,475 Closed
MFG
1568
Menard Financial Group
Texas
– -$499K -3,377 Closed
DAS
1569
Dynamic Advisor Solutions
Arizona
– -$485K -3,282 Closed
CI
1570
Capital Innovations
Wisconsin
– -$473K -3,205 Closed
SFP
1571
Shepherd Financial Partners
Massachusetts
– -$468K -3,184 Closed
SMH
1572
Sanders Morris Harris
Texas
– -$406K -3,000 Closed
KFC
1573
Klingenstein Fields & Co
New York
– -$426K -2,885 Closed
DT
1574
Diversified Trust
Tennessee
– -$425K -2,877 Closed
VCM
1575
Virtue Capital Management
Tennessee
– -$419K -2,840 Closed
61 62
63
64 65