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Caterpillar
CAT

Overview Fund Activity

1,476 hedge funds and large institutions have $46.2B invested in Caterpillar in 2019 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 530 increasing their positions, 639 reducing their positions, and 146 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,476
Holders Change
-77
Holders Change %
-4.96%
% of All Funds
32.42%
Holding in Top 10
15
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-31.82%
% of All Funds
0.33%
New
76
Increased
530
Reduced
639
Closed
146
Calls
$1.28B
Puts
$1.67B
Net Calls
-$385M
Net Calls Change
-$220M

Top Buyers

1
Fisher Asset Management
Fisher Asset Management
Washington
$679M
2
Capital International Investors
Capital International Investors
California
$298M
3
Lazard Asset Management
Lazard Asset Management
New York
$181M
4
Invesco
Invesco
Georgia
$310M
5
LSV Asset Management
LSV Asset Management
Illinois
$413M

Top Sellers

1
ClearBridge Investments
ClearBridge Investments
New York
$576K
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
$153M
3
Renaissance Technologies
Renaissance Technologies
New York
$15.7M
4
Capital Research Global Investors
Capital Research Global Investors
California
$163M
5
Norges Bank
Norges Bank
Norway
$608M
Name Holding Trade Value Shares
Change 		Shares
Change %
SEIA
1551
Signature Estate & Investment Advisors
California
– -$322K -2,362 Closed
WRM
1552
Weybosset Research & Management
Rhode Island
– -$321K -2,355 Closed
FIM
1553
Freedom Investment Management
Connecticut
– -$297K -2,181 Closed
HS
1554
HighVista Strategies
Massachusetts
– -$286K -2,100 Closed
SCM
1555
Sandler Capital Management
New York
– -$286K -2,100 Closed
SSG
1556
Summit Securities Group
New York
– -$273K -2,000 Closed
BFA
1557
Benedict Financial Advisors
Georgia
– -$267K -1,959 Closed
PPP
1558
Private Portfolio Partners
New Jersey
– -$264K -1,939 Closed
YWP
1559
YorkBridge Wealth Partners
New York
– -$254K -1,865 Closed
EBT
1560
Enterprise Bank & Trust
Massachusetts
– -$250K -1,839 Closed
HIIFS
1561
Harel Insurance Investments & Financial Services
Israel
– -$249K -1,830 Closed
AIM
1562
Axiom Investment Management
New York
– -$243K -1,784 Closed
IIC
1563
Integrated Investment Consultants
Michigan
– -$242K -1,773 Closed
SRSA
1564
S.R. Schill & Associates
Washington
– -$240K -1,761 Closed
BPA
1565
Beacon Pointe Advisors
California
– -$233K -1,710 Closed
BFA
1566
Beaumont Financial Advisors
Massachusetts
– -$233K -1,707 Closed
UCMOK
1567
United Capital Management of KS
Kansas
– -$226K -1,656 Closed
EWM
1568
Executive Wealth Management
Michigan
– -$223K -1,633 Closed
ACA
1569
Anchor Capital Advisors
Massachusetts
– -$222K -1,630 Closed
MWM
1570
Mission Wealth Management
California
– -$222K -1,627 Closed
FBT
1571
First Bankers Trust
Kentucky
– -$222K -1,626 Closed
FCFC
1572
First Commonwealth Financial Corp
Pennsylvania
– -$220K -1,611 Closed
AWM
1573
Affinity Wealth Management
Delaware
– -$219K -1,608 Closed
STMM
1574
South Texas Money Management
Texas
– -$218K -1,601 Closed
CA
1575
Cornerstone Advisory
Maryland
– -$217K -1,592 Closed
61 62
63
64 65