CAT icon

Caterpillar
CAT

Overview Fund Activity

1,553 hedge funds and large institutions have $50.6B invested in Caterpillar in 2019 Q2 according to their latest regulatory filings, with 86 funds opening new positions, 583 increasing their positions, 625 reducing their positions, and 105 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,553
Holders Change
-39
Holders Change %
-2.45%
% of All Funds
33.78%
Holding in Top 10
22
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-15.38%
% of All Funds
0.48%
New
86
Increased
583
Reduced
625
Closed
105
Calls
$1.42B
Puts
$1.59B
Net Calls
-$165M
Net Calls Change
+$305M

Top Buyers

1
Nuveen Asset Management
Nuveen Asset Management
Illinois
$616M
2
LSV Asset Management
LSV Asset Management
Illinois
$376M
3
Sanders Capital
Sanders Capital
Florida
$851M
4
Two Sigma Investments
Two Sigma Investments
New York
$147M
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
$384M

Top Sellers

1
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$205M
2
Capital World Investors
Capital World Investors
California
$433M
3
Citadel Advisors
Citadel Advisors
Florida
$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
$290M
5
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
$128M
Name Holding Trade Value Shares
Change 		Shares
Change %
BRWM
1551
B. Riley Wealth Management
Tennessee
$390 -$748 -5,483 -66%
NDSI
1552
Newman Dignan & Sheerar Inc
Rhode Island
$206 – – –
WIM
1553
Westside Investment Management
California
$169 +$169 +1,246 New
IP
1554
Interval Partners
New York
– -$74.3M -548,358 Closed
DCM
1555
Discovery Capital Management
Connecticut
– -$57.3M -423,000 Closed
MCM
1556
Moore Capital Management
New York
– -$38.1M -281,000 Closed
SAM
1557
Scopus Asset Management
New York
– -$29.1M -215,000 Closed
PWAG
1558
Polaris Wealth Advisory Group
California
– -$22.2M -158,027 Closed
Capital Fund Management (CFM)
1559
Capital Fund Management (CFM)
France
– -$16M -118,342 Closed
LFDLE
1560
La Financiere de L'Echiquier
France
– -$15.5M -114,369 Closed
Squarepoint
1561
Squarepoint
New York
– -$14.4M -106,218 Closed
CM
1562
Castleark Management
Illinois
– -$14.2M -104,789 Closed
CC
1563
Cipher Capital
New York
– -$6.18M -45,637 Closed
PI
1564
PEAK6 Investments
Illinois
– -$6.01M -44,357 Closed
CIC
1565
Cornercap Investment Counsel
Georgia
– -$5.55M -40,966 Closed
CG
1566
Cutler Group
California
– -$5.24M -38,642 Closed
QIM
1567
Quantitative Investment Management
Virginia
– -$5.22M -38,500 Closed
CGM
1568
Centenus Global Management
New York
– -$5.01M -37,000 Closed
BC
1569
Brookfield Corp
Ontario, Canada
– -$4.2M -31,000 Closed
Connor, Clark & Lunn Investment Management (CC&L)
1570
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$4.05M -29,895 Closed
BA
1571
Bridgewater Associates
Connecticut
– -$3.95M -29,120 Closed
WMSA
1572
Weiss Multi-Strategy Advisers
New York
– -$3.79M -28,000 Closed
TLP
1573
Trinity Legacy Partners
Texas
– -$3.23M -23,807 Closed
LTI
1574
Laffer Tengler Investments
Tennessee
– -$2.67M -19,734 Closed
Twin Tree Management
1575
Twin Tree Management
Texas
– -$2.63M -19,411 Closed
61 62
63
64 65