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Caterpillar
CAT

Overview Fund Activity

1,476 hedge funds and large institutions have $46.2B invested in Caterpillar in 2019 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 530 increasing their positions, 639 reducing their positions, and 146 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,476
Holders Change
-77
Holders Change %
-4.96%
% of All Funds
32.42%
Holding in Top 10
15
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-31.82%
% of All Funds
0.33%
New
76
Increased
530
Reduced
639
Closed
146
Calls
$1.28B
Puts
$1.67B
Net Calls
-$385M
Net Calls Change
-$220M

Top Buyers

1
Fisher Asset Management
Fisher Asset Management
Washington
$679M
2
Capital International Investors
Capital International Investors
California
$298M
3
Lazard Asset Management
Lazard Asset Management
New York
$181M
4
Invesco
Invesco
Georgia
$310M
5
LSV Asset Management
LSV Asset Management
Illinois
$413M

Top Sellers

1
ClearBridge Investments
ClearBridge Investments
New York
$576K
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
$153M
3
Renaissance Technologies
Renaissance Technologies
New York
$15.7M
4
Capital Research Global Investors
Capital Research Global Investors
California
$163M
5
Norges Bank
Norges Bank
Norway
$608M
Name Holding Trade Value Shares
Change 		Shares
Change %
BUB
1526
BBVA USA Bancshares
Texas
– -$884K -6,482 Closed
CC
1527
Cadinha & Co
Hawaii
– -$877K -6,436 Closed
WSC
1528
Wellington Shields & Co
New York
– -$859K -6,300 Closed
Simplex Trading
1529
Simplex Trading
Illinois
– -$800K -5,873 Closed
WCA
1530
Waratah Capital Advisors
Ontario, Canada
– -$796K -5,840 Closed
PWAC
1531
Private Wealth Advisors (California)
California
– -$720K -5,316 Closed
FFBTD
1532
First Financial Bank - Trust Division
Ohio
– -$702K -5,147 Closed
JIP
1533
Jaffetilchin Investment Partners
Florida
– -$701K -5,140 Closed
SIG
1534
Sargent Investment Group
Maryland
– -$678K -4,975 Closed
PWAP
1535
Private Wealth Advisors (Pennsylvania)
Pennsylvania
– -$662K -4,855 Closed
CM
1536
Capula Management
Cayman Islands
– -$599K -4,396 Closed
JIM
1537
Jupiter Investment Management
United Kingdom
– -$528K -3,876 Closed
FHB
1538
First Hawaiian Bank
Hawaii
– -$528K -3,869 Closed
BCM
1539
Brasada Capital Management
Texas
– -$496K -3,655 Closed
OFS
1540
OneAscent Financial Services
Alabama
– -$478K -3,506 Closed
SSA
1541
Schonfeld Strategic Advisors
New York
– -$442K -3,243 Closed
TWM
1542
Titus Wealth Management
California
– -$428K -3,138 Closed
CCIA
1543
Campbell & Co Investment Adviser
Maryland
– -$416K -3,051 Closed
CP
1544
Covenant Partners
Tennessee
– -$414K -3,038 Closed
HI
1545
HBK Investments
Texas
– -$409K -3,001 Closed
CA
1546
Cullinan Associates
Kentucky
– -$409K -3,000 Closed
CMI
1547
Clare Market Investments
Texas
– -$385K -2,823 Closed
VLC
1548
Van Leeuwen & Company
New Jersey
– -$372K -2,732 Closed
C
1549
Cerebellum
California
– -$352K -2,583 Closed
MFG
1550
Magnus Financial Group
New York
– -$341K -2,499 Closed
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62
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