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Caterpillar
CAT

Overview Fund Activity

2,560 hedge funds and large institutions have $107B invested in Caterpillar in 2023 Q4 according to their latest regulatory filings, with 312 funds opening new positions, 920 increasing their positions, 950 reducing their positions, and 107 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,560
Holders Change
+171
Holders Change %
+7.16%
% of All Funds
37.53%
Holding in Top 10
73
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.35%
% of All Funds
1.07%
New
312
Increased
920
Reduced
950
Closed
107
Calls
$3.22B
Puts
$3.57B
Net Calls
-$353M
Net Calls Change
+$355M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.24B
2
CWP
Capital Wealth Planning
Florida
+$348M
3
Bank Julius Baer & Co
Bank Julius Baer & Co
Switzerland
+$175M
4
Charles Schwab
Charles Schwab
California
+$154M
5
UBS Group
UBS Group
Switzerland
+$138M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$379M
2
Winslow Capital Management
Winslow Capital Management
Minnesota
-$330M
3
DZ Bank
DZ Bank
Germany
-$319M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$194M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$156M
Name Holding Trade Value Shares
Change 		Shares
Change %
SAM
1501
Seelaus Asset Management
New Jersey
$733K – – –
SCA
1502
Stonebridge Capital Advisors
Minnesota
$732K +$63.9K +216 +10%
RCM
1503
RNC Capital Management
California
$732K -$11.8K -40 -2%
HA
1504
Hamel Associates
New Jersey
$729K -$73.9K -250 -9%
CAM
1505
Carret Asset Management
New York
$727K +$296 +1 +0%
CHJWM
1506
Carlton Hofferkamp & Jenks Wealth Management
Texas
$727K -$5.81K -20 -0.8%
GAMC
1507
Garner Asset Management Corp
Texas
$725K +$23.5K +73 +3%
HIP
1508
HUB Investment Partners
Texas
$724K +$300K +1,016 +71%
JE
1509
JMAC Enterprises
Pennsylvania
$723K +$723K +2,446 New
VST
1510
Van Strum & Towne
California
$723K -$4.44K -15 -0.6%
PAMG
1511
Patton Albertson Miller Group
Tennessee
$723K -$32.2K -109 -4%
GWM
1512
Greenwich Wealth Management
Connecticut
$721K -$22.8K -77 -3%
MIS
1513
Morningstar Investment Services
Illinois
$721K +$327K +1,103 +83%
VA
1514
Valmark Advisers
Ohio
$720K +$43.5K +147 +6%
HAIM
1515
Hunter Associates Investment Management
Pennsylvania
$720K -$297 -1 -0%
TAM
1516
Trillium Asset Management
Massachusetts
$720K – – –
BWA
1517
Bordeaux Wealth Advisors
California
$716K +$37.6K +127 +6%
FA
1518
Fiducient Advisors
Illinois
$716K +$716K +2,420 New
JWM
1519
JGP Wealth Management
Oregon
$715K +$14.2K +48 +2%
BWA
1520
BlueSky Wealth Advisors
North Carolina
$714K -$39.6K -134 -5%
TWM
1521
Tolleson Wealth Management
Texas
$710K +$59.2K +200 +9%
MBTD
1522
Mechanics Bank - Trust Department
California
$710K +$16.6K +56 +2%
ACM
1523
Aljian Capital Management
Nevada
$710K – – –
EGA
1524
E&G Advisors
Texas
$710K +$29.6K +100 +4%
EWM
1525
Executive Wealth Management
Michigan
$706K +$258K +873 +58%
59 60
61
62 63