Caterpillar
CAT
2,403 hedge funds and large institutions have $97.4B invested in Caterpillar in 2023 Q3 according to their latest regulatory filings, with 191 funds opening new positions, 907 increasing their positions, 902 reducing their positions, and 80 closing their positions.
139% more first-time investments, than exits
New positions opened: 191 | Existing positions closed: 80
68% more funds holding in top 10
Funds holding in top 10: 44 → 74 (+30)
11% more capital invested
Capital invested by funds: $88B → $97.4B (+$9.36B)
3% more funds holding
Funds holding: 2,322 → 2,403 (+81)
1% more repeat investments, than reductions
Existing positions increased: 907 | Existing positions reduced: 902
0.22% more ownership
Funds ownership: 69.62% → 69.84% (+0.22%)
21% less call options, than puts
Call options by funds: $2.6B | Put options by funds: $3.31B
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Winslow Capital Management
Minneapolis,
Minnesota
|
+$290M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
+$285M |
| 3 |
Fidelity Investments
Boston,
Massachusetts
|
+$212M |
| 4 |
T. Rowe Price Associates
Baltimore,
Maryland
|
+$197M |
| 5 |
1832 Asset Management
Toronto,
Ontario, Canada
|
+$118M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AS
Altshuler Shaham
Tel Aviv,
Israel
|
-$555M |
| 2 |
State Street
Boston,
Massachusetts
|
-$372M |
| 3 |
VOYA Investment Management
Atlanta,
Georgia
|
-$295M |
| 4 |
DZ Bank
Frankfurt Am Main,
Germany
|
-$286M |
| 5 |
BlackRock
New York
|
-$192M |
CAT Hedge Fund Activity: Q3 2023 in Review
2,403 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2023, worth a combined $97.4B — up 11% from $88B a quarter earlier.
Buyers outnumbered sellers: 191 funds opened new CAT positions and 80 closed out — a net gain of 111 holders — while 907 added to existing stakes and 902 trimmed.
The largest buyer was Winslow Capital Management, adding an estimated $290M. The largest seller was Altshuler Shaham, cutting an estimated $555M.
- 2,403 institutional investors held Caterpillar (CAT) as of Q3 2023, up from 2,322 in Q2 2023.
- Funds reported $97.4B of Caterpillar stock for Q3 2023, up 11% quarter-over-quarter.
- 191 funds opened new Caterpillar positions in Q3 2023 and 80 closed out, a net change of +111 holders.
- The largest Caterpillar buyer in Q3 2023 was Winslow Capital Management, an estimated $290M added.
- The largest Caterpillar seller in Q3 2023 was Altshuler Shaham, an estimated $555M sold.
Based on aggregated 13F filings for Q3 2023.