Kozak & Associates
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Kozak & Associates’s Caterpillar CAT Stock Holding History

Kozak & Associates’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$1.35M Buy
1,896
+3
+0.2% +$2.54K 0.24% 27
2026
Q2 		$1.88M Buy
1,893
+79
+4% +$69.4K 0.33% 25
2026
Q1 		$1.44M Buy
1,814
+14
+0.8% +$9.7K 0.28% 22
2025
Q4 		$1.11M Buy
1,800
+99
+6% +$55K 0.21% 24
2025
Q3 		$939K Buy
1,701
+103
+6% +$44K 0.18% 27
2025
Q2 		$643K Buy
1,598
+6
+0.4% +$2K 0.13% 39
2025
Q1 		$475K Buy
1,592
+7
+0.4% +$2.49K 0.12% 41
2024
Q4 		$577K Sell
1,585
-89
-5% -$34.5K 0.13% 38
2024
Q3 		$659K Buy
1,674
+7
+0.4% +$2.42K 0.16% 32
2024
Q2 		$551K Buy
1,667
+6
+0.4% +$2.08K 0.14% 36
2024
Q1 		$583K Buy
1,661
+204
+14% +$65.2K 0.16% 37
2023
Q4 		$419K Sell
1,457
-924
-39% -$240K 0.13% 46
2023
Q3 		$634K Sell
2,381
-414
-15% -$112K 0.23% 32
2023
Q2 		$691K Buy
2,795
+1
+0% +$223 0.28% 32
2023
Q1 		$639K Buy
2,794
+4
+0.1% +$967 0.29% 32
2022
Q4 		$668K Buy
2,790
+4
+0.1% +$871 0.33% 29
2022
Q3 		$501K Buy
2,786
+4
+0.1% +$731 0.32% 31
2022
Q2 		$497K Buy
2,782
+4
+0.1% +$843 0.33% 32
2022
Q1 		$588K Hold
2,778
– – 0.38% 28
2021
Q4 		$588K Buy
2,778
+763
+38% +$154K 0.38% 28
2021
Q3 		$419K Buy
+2,015
New +$420K 0.25% 46
2020
Q4 		$382K Buy
+1,979
New +$336K 0.3% 41

Other funds holding CAT

Fisher Asset Management
Fisher Asset Management Camas, Washington $348B AUM 26.9% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $608B AUM 32.77% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $551B AUM 33.95% 1-Year Est. Return
Citigroup
Citigroup New York $308B AUM 40.94% 1-Year Est. Return
Mitsubishi UFJ Asset Management
Mitsubishi UFJ Asset Management Tokyo, Japan $194B AUM 32.2% 1-Year Est. Return
Barclays
Barclays London, United Kingdom $500B AUM 36.84% 1-Year Est. Return
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $174B AUM 33.96% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $61.2B AUM 25.19% 1-Year Est. Return
Bank Julius Baer & Co
Bank Julius Baer & Co Zurich, Switzerland $39.3B AUM 31.81% 1-Year Est. Return

Kozak & Associates's CAT Position: Q3 2026 in Review

Kozak & Associates increased its Caterpillar (CAT) stake by 0.16% in Q3 2026, buying an estimated $2.54K and bringing the position to 1,896 shares worth $1.35M. The position accounts for 0.24% of the portfolio, ranked #27.

Kozak & Associates first reported a position in CAT in Q4 2020 and has held it in 22 quarters since. The position peaked at $1.88M in Q2 2026. 2,345 funds tracked by Wall St. Rank hold CAT as of Q3 2026.

  • Kozak & Associates held 1,896 shares of Caterpillar worth $1.35M as of Q3 2026.
  • Kozak & Associates bought 3 Caterpillar shares in Q3 2026, an estimated $2.54K.
  • Caterpillar made up 0.24% of Kozak & Associates's portfolio in Q3 2026, its #27 holding.
  • Kozak & Associates first reported a position in Caterpillar in Q4 2020 and has held it in 22 quarters since.
  • Kozak & Associates's Caterpillar position peaked at $1.88M in Q2 2026.
  • 2,345 funds tracked by Wall St. Rank held Caterpillar as of Q3 2026.

Based on Kozak & Associates's 13F filing for Q3 2026, filed 29 Oct 2026.