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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
AIM
1501
Achmea Investment Management
Netherlands
– -$7.12M -48,206 Closed
MLIC
1502
Mandatum Life Insurance Company
Finland
– -$6.36M -43,069 Closed
DA
1503
Duality Advisers
Florida
– -$5.92M -40,064 Closed
ASC
1504
Atalanta Sosnoff Capital
New York
– -$5.59M -37,820 Closed
HF
1505
HRT Financial
New York
– -$5.48M -37,104 Closed
BAMF
1506
BI Asset Management Fondsmaeglerselskab
Denmark
– -$4.58M -31,000 Closed
BPM
1507
Bronson Point Management
Connecticut
– -$4.14M -28,000 Closed
ACA
1508
Aptus Capital Advisors
Alabama
– -$4.09M -27,692 Closed
WG
1509
Winton Group
United Kingdom
– -$3.75M -25,356 Closed
Point72 Asset Management
1510
Point72 Asset Management
Connecticut
– -$3.72M -25,200 Closed
PC
1511
Polar Capital
United Kingdom
– -$3.21M -21,739 Closed
HCM
1512
Harvey Capital Management
Florida
– -$3.09M -20,950 Closed
ECM
1513
ExodusPoint Capital Management
New York
– -$3.08M -20,859 Closed
SLWS
1514
Swaine & Leidel Wealth Services
Florida
– -$2.97M -20,087 Closed
PI
1515
PEAK6 Investments
Illinois
– -$2.89M -19,557 Closed
AI
1516
Atria Investments
North Carolina
– -$2.87M -19,443 Closed
Capital Fund Management (CFM)
1517
Capital Fund Management (CFM)
France
– -$2.78M -18,822 Closed
WAM
1518
Wolverine Asset Management
Illinois
– -$2.51M -17,000 Closed
RIA
1519
Regal Investment Advisors
Michigan
– -$2.32M -15,704 Closed
QIM
1520
Quantitative Investment Management
Virginia
– -$2.31M -15,675 Closed
BCM
1521
Bluefin Capital Management
New York
– -$2.16M -14,652 Closed
PAG
1522
Private Advisory Group
Washington
– -$2.13M -14,396 Closed
NAM
1523
Nexpoint Asset Management
Texas
– -$2.07M -14,000 Closed
BA
1524
Bridgewater Associates
Connecticut
– -$2.02M -13,660 Closed
EAM
1525
Eagle Asset Management
Florida
– -$1.99M -13,483 Closed
59 60
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