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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
EFSCE
1501
Enterprise Financial Services Corp (EFSC)
Missouri
$101K -$77.1K -523 -43%
SFG
1502
Sowa Financial Group
Rhode Island
$101K +$101K +685 New
PFSC
1503
Peoples Financial Services Corp
Pennsylvania
$100K – – –
GAM
1504
Gemmer Asset Management
California
$95K – – –
TFGT
1505
TS Financial Group (TSFG)
Illinois
$95K – – –
PP
1506
Pacifica Partners
Canada
$94K +$94K +636 New
NL
1507
NVWM LLC
Pennsylvania
$93K -$4.87K -33 -5%
WAS
1508
Winch Advisory Services
Wisconsin
$91K -$12.5K -85 -12%
AAP
1509
Arax Advisory Partners
Colorado
$90K +$148 +1 +0.2%
TF
1510
TimeScale Financial
Massachusetts
$88K – – –
APC
1511
Aspire Private Capital
North Carolina
$86K – – –
KPCM
1512
Kings Point Capital Management
New York
$85K +$2.65K +18 +3%
BWM
1513
BerganKDV Wealth Management
Minnesota
$85K +$39.9K +270 +89%
LWA
1514
Lenox Wealth Advisors
New York
$81K – – –
LWANC
1515
Laurel Wealth Advisors (North Carolina)
North Carolina
$80K – – –
DI
1516
Disciplined Investments
Oklahoma
$80K +$80K +540 New
TCM
1517
Tradewinds Capital Management
Washington
$78K +$148 +1 +0.2%
AIS
1518
Accurate Investment Solutions
Pennsylvania
$77K +$11.2K +76 +17%
AWM
1519
Avior Wealth Management
Nebraska
$76K -$26.2K -194 -26%
CAC
1520
Certified Advisory Corp
Florida
$76K +$444 +3 +0.6%
APWM
1521
Atlas Private Wealth Management
New York
$75K +$75K +508 New
ST
1522
Sageworth Trust
Pennsylvania
$74K – – –
BCA
1523
Bray Capital Advisors
Florida
$74K – – –
FPS
1524
Fieldpoint Private Securities
Connecticut
$74K – – –
HFM
1525
Harvest Fund Management
China
$74K +$74K +505 New
59 60
61
62 63