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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
RWG
1476
Regal Wealth Group
California
$2K – – –
IWP
1477
IAG Wealth Partners
Wisconsin
$2K – – –
MWM
1478
MBE Wealth Management
Wisconsin
$2K +$2K +25 New
IRAG
1479
Investment Research & Advisory Group
Georgia
$1K – – –
PW
1480
Price Wealth
Texas
$1K +$1K +10 New
WA
1481
WBH Advisory
Maryland
$882 -$114 -981 -11%
OAM
1482
Optimal Asset Management
California
$511 +$186 +1,600 +57%
TI
1483
tru Independence
Oregon
$393 – – –
NL
1484
NWAM LLC
Washington
$382 -$167 -1,441 -30%
WIM
1485
Westside Investment Management
California
$162 +$162 +1,401 New
Westfield Capital Management
1486
Westfield Capital Management
Massachusetts
– -$116M -788,043 Closed
Alyeska Investment Group
1487
Alyeska Investment Group
Illinois
– -$94.1M -637,420 Closed
GPC
1488
Glen Point Capital
United Kingdom
– -$87.4M -592,000 Closed
SIM
1489
Sadoff Investment Management
Wisconsin
– -$44.7M -302,920 Closed
IAM
1490
Impala Asset Management
Florida
– -$42.6M -288,563 Closed
Citadel Advisors
1491
Citadel Advisors
Florida
– -$42.3M -286,363 Closed
CI Investments Inc
1492
CI Investments Inc
Ontario, Canada
– -$29.8M -201,608 Closed
JFA
1493
Johanson Financial Advisors
California
– -$1.31M -193,092 Closed
Wolverine Trading
1494
Wolverine Trading
Illinois
– -$17.3M -117,539 Closed
ZIG
1495
Zurich Insurance Group
Switzerland
– -$14.6M -99,061 Closed
CGM
1496
Centenus Global Management
New York
– -$10.3M -70,000 Closed
IP
1497
Interval Partners
New York
– -$9.27M -62,770 Closed
LM
1498
Luminus Management
Texas
– -$9.08M -61,452 Closed
AC
1499
Albar Capital
United Kingdom
– -$9.07M -61,399 Closed
BFIC
1500
Bedell Frazier Investment Counselling
California
– -$6.22M -49,240 Closed
58 59
60
61 62