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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$384M
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$309M
3
Goldman Sachs
3
Goldman Sachs
New York
$577M
4
Northern Trust
4
Northern Trust
Illinois
$1.45B
5
BlackRock
5
BlackRock
New York
$7.24B

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$854M
2
Macquarie Group
2
Macquarie Group
Australia
$37.5M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$964M
4
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$3.41B
5
Capital International Investors
5
Capital International Investors
California
$1.48B
Name Holding Trade Value Shares
Change 		Shares
Change %
FWIA
126
Fort Washington Investment Advisors
Ohio
$53.6M +$39.1M +203,621 +269%
Korea Investment Corp
127
Korea Investment Corp
South Korea
$52.2M -$1.63M -8,500 -3%
PAMS
128
Pictet Asset Management (Switzerland)
Switzerland
$50.4M +$50.4M +262,426 New
Nordea Investment Management
129
Nordea Investment Management
Sweden
$50.3M +$12.7M +64,378 +34%
Janney Montgomery Scott
130
Janney Montgomery Scott
Pennsylvania
$48.4M +$1.28M +6,673 +3%
VOYA Investment Management
131
VOYA Investment Management
Georgia
$47.1M +$264K +1,376 +0.6%
CI
132
Conning Inc
Connecticut
$46.1M +$5.54M +28,903 +14%
Treasurer of the State of North Carolina
133
Treasurer of the State of North Carolina
North Carolina
$46M +$123K +640 +0.3%
GIA
134
Gateway Investment Advisers
Ohio
$45M +$15.4K +80 +0%
Jane Street
135
Jane Street
New York
$44.6M -$32.4M -168,675 -42%
Aberdeen Group
136
Aberdeen Group
United Kingdom
$44.1M -$477K -2,461 -1%
CWM
137
CIBC World Markets
New York
$42.4M -$113K -590 -0.3%
Calamos Advisors
138
Calamos Advisors
Illinois
$42.4M +$2.3M +11,993 +6%
State of Tennessee, Department of Treasury
139
State of Tennessee, Department of Treasury
Tennessee
$42M -$11.7M -61,196 -22%
AIM
140
ARK Investment Management
Florida
$41.8M -$5.17M -26,941 -11%
Truist Financial
141
Truist Financial
North Carolina
$40.4M -$1.04M -5,413 -3%
NSLI
142
Nan Shan Life Insurance
Taiwan
$40.2M -$13.7M -71,500 -25%
Axa
143
Axa
France
$40.1M -$1.33M -6,925 -3%
CTB
144
Country Trust Bank
Illinois
$38.4M +$13.7M +71,284 +55%
MNG
145
Manning & Napier Group
New York
$38M -$1.04M -5,429 -3%
M&T Bank
146
M&T Bank
New York
$37.9M -$2.46M -12,803 -6%
Royal London Asset Management
147
Royal London Asset Management
United Kingdom
$37.5M +$103K +536 +0.3%
Macquarie Group
148
Macquarie Group
Australia
$37.5M -$382M -1,991,782 -91%
BG
149
Bollard Group
Massachusetts
$37.2M +$725K +3,779 +2%
RHBC
150
R.H. Bluestein & Co
Michigan
$36.5M +$1.97M +10,282 +6%
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