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Caterpillar
CAT

Overview Fund Activity

1,270 hedge funds and large institutions have $51.4B invested in Caterpillar in 2017 Q3 according to their latest regulatory filings, with 130 funds opening new positions, 432 increasing their positions, 487 reducing their positions, and 43 closing their positions.

Holders
1,270
Holders Change
+78
Holders Change %
+6.54%
% of All Funds
31.71%
Holding in Top 10
41
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+28.13%
% of All Funds
1.02%
New
130
Increased
432
Reduced
487
Closed
43
Calls
$1.29B
Puts
$1.86B
Net Calls
-$573M
Net Calls Change
+$76.6M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$286M
2
Jennison Associates
2
Jennison Associates
New York
$328M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$217M
4
Goldman Sachs
4
Goldman Sachs
New York
$542M
5
Vanguard Group
5
Vanguard Group
Pennsylvania
$5.27B

Top Sellers

1
Invesco
1
Invesco
Georgia
$442M
2
State Street
2
State Street
Massachusetts
$6.15B
3
Renaissance Technologies
3
Renaissance Technologies
New York
$134M
4
Harris Associates
4
Harris Associates
Illinois
$668M
5
Capital Research Global Investors
5
Capital Research Global Investors
California
$154M
Name Market Value Shares Shares
Change 		Shares
Change %
RHBC
126
R.H. Bluestein & Co
Michigan
$35.9M 287,496 -52,856 -16%
NFA
127
Nationwide Fund Advisors
Ohio
$35.8M 287,285 +51,060 +22%
Mitsubishi UFJ Asset Management
128
Mitsubishi UFJ Asset Management
Japan
$35.4M 284,067 +65,770 +30%
MG
129
Markel Group
Virginia
$34.7M 278,000 – –
Jane Street
130
Jane Street
New York
$34.4M 275,625 +61,246 +29%
USAA
131
United Services Automobile Association
Texas
$34.1M 273,554 -48,320 -15%
OI
132
Oakbrook Investments
Illinois
$34.1M 273,314 +611 +0.2%
Russell Investments Group
133
Russell Investments Group
United Kingdom
$33.7M 270,508 -13,393 -5%
PI
134
Putnam Investments
Massachusetts
$32.9M 263,925 +105,141 +66%
O
135
OppenheimerFunds
New York
$31.8M 255,225 +92,502 +57%
SAM
136
Scopus Asset Management
New York
$31.8M 255,000 +50,000 +24%
State of New Jersey Common Pension Fund D
137
State of New Jersey Common Pension Fund D
New Jersey
$31.2M 250,000 – –
Nuveen Asset Management
138
Nuveen Asset Management
Illinois
$30.4M 243,718 -3,296 -1%
N
139
Natixis
France
$29.9M 239,892 +75,580 +46%
ACI
140
AMP Capital Investors
Australia
$29.9M 239,851 +11,500 +5%
CIBC World Market
141
CIBC World Market
Ontario, Canada
$29.5M 236,422 +210,553 +814%
MHC
142
Meyer Handelman Company
New York
$29.2M 234,116 -12,500 -5%
NIPH
143
NN Investment Partners Holdings
Netherlands
$29.1M 233,344 +55,046 +31%
Toronto Dominion Bank
144
Toronto Dominion Bank
Ontario, Canada
$28.2M 226,490 +24,541 +12%
LPL Financial
145
LPL Financial
California
$27.6M 221,198 +21,343 +11%
KeyBank National Association
146
KeyBank National Association
Ohio
$27M 216,734 -4,443 -2%
ABC
147
Anchor Bolt Capital
Illinois
$27M 216,257 +216,257 New
CCMG
148
Clark Capital Management Group
Pennsylvania
$26.2M 209,786 +98,755 +89%
Public Sector Pension Investment Board (PSP Investments)
149
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$25.9M 207,841 +140,637 +209%
HIMC
150
Heritage Investors Management Corp
Maryland
$25.8M 207,017 -7,480 -3%
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