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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
$3.19B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$1.63B
3
Citadel Advisors
Citadel Advisors
Florida
$157M
4
Renaissance Technologies
Renaissance Technologies
New York
$143M
5
Morgan Stanley
Morgan Stanley
New York
$965M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
$1.08B
2
Franklin Resources
Franklin Resources
California
$590M
3
Harris Associates
Harris Associates
Illinois
$842M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
$194M
5
State Street
State Street
Massachusetts
$4.86B
Name Holding Trade Value Shares
Change 		Shares
Change %
Nuveen Asset Management
126
Nuveen Asset Management
Illinois
$25M -$5.87M -63,230 -19%
Los Angeles Capital Management
127
Los Angeles Capital Management
California
$23.4M -$29.3M -315,631 -56%
AG
128
Aperio Group
California
$23.1M +$104K +1,119 +0.5%
MHC
129
Meyer Handelman Company
New York
$22.9M -$121K -1,300 -0.5%
WIC
130
Willis Investment Counsel
Georgia
$22.4M +$175K +1,885 +0.8%
TRSOTSOK
131
Teachers Retirement System of the State of Kentucky
Kentucky
$22.2M -$2.91M -31,400 -12%
Jane Street
132
Jane Street
New York
$22M +$17.2M +185,656 +359%
CA
133
Commerzbank Aktiengesellschaft
Germany
$21.8M +$3.9M +42,048 +22%
Citigroup
134
Citigroup
New York
$21.6M +$10.6M +113,749 +96%
KeyBank National Association
135
KeyBank National Association
Ohio
$21.2M -$561K -6,051 -3%
OI
136
Oakbrook Investments
Illinois
$21.1M -$781K -8,415 -4%
HIMC
137
Heritage Investors Management Corp
Maryland
$20.4M -$268K -2,893 -1%
Nisa Investment Advisors
138
Nisa Investment Advisors
Missouri
$19.7M -$963K -10,380 -5%
Canada Pension Plan Investment Board
139
Canada Pension Plan Investment Board
Ontario, Canada
$19.5M +$7.17M +77,292 +58%
Daiwa Securities Group
140
Daiwa Securities Group
Japan
$19.5M +$13.3M +143,092 +212%
PI
141
PineBridge Investments
New York
$18.9M +$18.1M +195,548 +2,255%
SCI
142
SkyBridge Capital II
New York
$18.9M -$719K -7,750 -4%
Bank of Nova Scotia
143
Bank of Nova Scotia
Ontario, Canada
$18.2M +$15.3M +164,989 +527%
SOMRS
144
State of Michigan Retirement System
Michigan
$17.9M +$121K +1,300 +0.7%
Allianz Asset Management
145
Allianz Asset Management
Germany
$17.7M +$16.5M +177,726 +1,407%
MPMG
146
Minneapolis Portfolio Management Group
Minnesota
$17.5M +$792K +8,542 +5%
RJFSA
147
Raymond James Financial Services Advisors
Florida
$17.5M +$107K +1,158 +0.6%
CTB
148
Country Trust Bank
Illinois
$17.1M +$397K +4,278 +2%
GIBU
149
Gulf International Bank (UK)
United Kingdom
$16.8M +$288K +3,100 +2%
AIS
150
American Investment Services
Massachusetts
$16.5M -$3.53M -38,067 -18%
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