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Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
Renaissance Technologies
New York
$252M
2
Sanders Capital
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
Prudential Financial
New Jersey
$114M
Name Holding Trade Value Shares
Change 		Shares
Change %
EWM
1451
Endurance Wealth Management
Rhode Island
$97K +$9.5K +70 +11%
WAS
1452
Winch Advisory Services
Wisconsin
$96K -$5.26K -39 -5%
DOA
1453
D'Orazio & Associates
Virginia
$95K – – –
LFA
1454
Legacy Financial Advisors
Kentucky
$95K +$29.5K +217 +45%
ME
1455
McIlrath & Eck
Washington
$93K +$2.99K +22 +3%
MIFH
1456
Migdal Insurance & Financial Holdings
Israel
$91K +$91K +675 New
IWP
1457
Icon Wealth Partners
Texas
$90K +$90K +663 New
BAM
1458
Bruderman Asset Management
New York
$89K -$34.4K -255 -28%
Credit Agricole
1459
Credit Agricole
France
$88K -$13.5K -100 -13%
TCM
1460
Tradewinds Capital Management
Washington
$88K +$136 +1 +0.2%
SCA
1461
Stuart Chaussee & Associates
California
$87K +$76.9K +570 +760%
LWM
1462
Lenox Wealth Management
Ohio
$86K -$6.07K -45 -7%
TFGT
1463
TS Financial Group (TSFG)
Illinois
$84K +$84K +620 New
CBT
1464
Central Bank & Trust
Kentucky
$83K -$98.9K -734 -54%
CYG
1465
Clean Yield Group
Vermont
$83K -$42.7K -315 -34%
BCI
1466
Brinker Capital Investments
Pennsylvania
$82K +$76.7K +565 +1,449%
TI
1467
Truehand Inc
New Hampshire
$81K – – –
ST
1468
Sageworth Trust
Pennsylvania
$81K – – –
PCTC
1469
Perkins Coie Trust Company
Washington
$81K – – –
GCA
1470
Greenwood Capital Associates
South Carolina
$79K +$79K +580 New
SCM
1471
Shelton Capital Management
Colorado
$78.6K -$459K -62,245 -85%
RFWA
1472
RPg Family Wealth Advisory
Massachusetts
$78.6K +$78.6K +580 New
NCM
1473
Nelson Capital Management
California
$77K – – –
PGWM
1474
Parisi Gray Wealth Management
New Jersey
$77K – – –
RFM
1475
Royal Fund Management
Florida
$74K -$268 -2 -0.4%
57 58
59
60 61