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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
WC
1451
Whitney & Co
New York
$51K
ARMC
1452
American Research & Management Company
Massachusetts
$50K -$3.54K -25 -7%
OC
1453
Oakworth Capital
Alabama
$50K
BBA
1454
Braun-Bostich & Associates
Pennsylvania
$49K +$45.1K +319 New
CFD
1455
Creative Financial Designs
Indiana
$48K -$566 -4 -1%
BWM
1456
BerganKDV Wealth Management
Minnesota
$47K -$849 -6 -2%
CFA
1457
Camarda Financial Advisors
Florida
$46K +$42.4K +300 New
EARNEST Partners
1458
EARNEST Partners
Georgia
$44K
WAS
1459
Winch Advisory Services
Wisconsin
$43K -$66.3K -469 -62%
VRM
1460
Vectors Research Management
New York
$43K +$44.1K +312 New
VCM
1461
Versant Capital Management
Arizona
$40K
WPA
1462
West Paces Advisors
Georgia
$39.3K
KPCM
1463
Kings Point Capital Management
New York
$37K
LM
1464
Luminus Management
Texas
$36.7K +$15.7M +110,799 +85%
LF
1465
Lee Financial
Texas
$34K -$83.2K -588 -72%
IAS
1466
IMA Advisory Services
Colorado
$34K -$1.13K -8 -3%
HCM
1467
Horrell Capital Management
Arkansas
$34K
GAM
1468
Gemmer Asset Management
California
$34K +$141 +1 +0.5%
AA
1469
AlphaMark Advisors
Kentucky
$32K
MFW
1470
Mosaic Family Wealth
Missouri
$32K +$5.66K +40 +18%
SPL
1471
Smart Portfolios LLC
Washington
$30K
TIM
1472
Tortoise Investment Management
New York
$30K
TVWM
1473
Tower View Wealth Management
Wisconsin
$30K
LFA
1474
Legacy Financial Advisors
Kentucky
$29K
MYIA
1475
Mount Yale Investment Advisors
Colorado
$28K

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.