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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$600M
2
Ameriprise
2
Ameriprise
Minnesota
$427M
3
SCM
3
Suvretta Capital Management
New York
$194M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$322M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$1.07B

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$1.15B
2
Capital World Investors
2
Capital World Investors
California
$2.49B
3
Citadel Advisors
3
Citadel Advisors
Florida
$267M
4
Deutsche Bank
4
Deutsche Bank
Germany
$338M
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$27M
Name Holding Trade Value Shares
Change 		Shares
Change %
OC
1451
Oakworth Capital
Alabama
$50K – – –
BBA
1452
Braun-Bostich & Associates
Pennsylvania
$49K +$49K +319 New
CFD
1453
Creative Financial Designs
Indiana
$48K -$610 -4 -1%
BWM
1454
BerganKDV Wealth Management
Minnesota
$47K -$925 -6 -2%
CFA
1455
Camarda Financial Advisors
Florida
$46K +$46K +300 New
EARNEST Partners
1456
EARNEST Partners
Georgia
$44K – – –
WAS
1457
Winch Advisory Services
Wisconsin
$43K -$71K -469 -62%
VRM
1458
Vectors Research Management
New York
$43K +$43K +312 New
VCM
1459
Versant Capital Management
Arizona
$40K – – –
WPA
1460
West Paces Advisors
Georgia
$39.3K – – –
KPCM
1461
Kings Point Capital Management
New York
$37K – – –
LM
1462
Luminus Management
Texas
$36.7K +$16.9K +110,799 +85%
LF
1463
Lee Financial
Texas
$34K -$88.5K -588 -72%
IAS
1464
IMA Advisory Services
Colorado
$34K -$1.21K -8 -3%
HCM
1465
Horrell Capital Management
Arkansas
$34K – – –
GAM
1466
Gemmer Asset Management
California
$34K +$154 +1 +0.5%
AA
1467
AlphaMark Advisors
Kentucky
$32K – – –
MFW
1468
Mosaic Family Wealth
Missouri
$32K +$4.98K +40 +18%
TIM
1469
Tortoise Investment Management
New York
$30K – – –
SPL
1470
Smart Portfolios LLC
Washington
$30K – – –
TVWM
1471
Tower View Wealth Management
Wisconsin
$30K – – –
LFA
1472
Legacy Financial Advisors
Kentucky
$29K – – –
NC
1473
NewSquare Capital
Pennsylvania
$28K – – –
MYIA
1474
Mount Yale Investment Advisors
Colorado
$28K – – –
CA
1475
Crewe Advisors
Utah
$28K +$28K +183 New
57 58
59
60 61