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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
CWM
1426
Cordatus Wealth Management
Pennsylvania
$212K +$212K +1,435 New
ACM
1427
AUA Capital Management
Pennsylvania
$210K – – –
APW
1428
Acima Private Wealth
Virginia
$210K – – –
TA
1429
Tiedemann Advisors
New York
$210K +$210K +1,420 New
CPIG
1430
Chicago Partners Investment Group
Illinois
$210K +$210K +1,421 New
SFS
1431
Summit Financial Strategies
Ohio
$209K +$209K +1,417 New
MCM
1432
Monarch Capital Management
Indiana
$209K +$209K +1,417 New
CA
1433
Cortland Associates
Missouri
$209K +$209K +1,417 New
LC
1434
Lindbrook Capital
California
$208K – – –
CAG
1435
Csenge Advisory Group
Florida
$208K +$208K +1,411 New
WIA
1436
Westbourne Investment Advisors
Maryland
$207K +$207K +1,400 New
HWA
1437
Heritage Wealth Advisors
Virginia
$207K – – –
LWMM
1438
Legacy Wealth Management (Mississippi)
Mississippi
$207K +$207K +1,400 New
CAM
1439
Congress Asset Management
Massachusetts
$206K +$206K +1,393 New
FBT
1440
First Bankers Trust
Kentucky
$205K +$205K +1,391 New
SIG
1441
Sargent Investment Group
Maryland
$204K +$204K +1,380 New
ZIC
1442
ZWJ Investment Counsel
Georgia
$204K +$204K +1,383 New
PWMAG
1443
Pinnacle Wealth Management Advisory Group
New Jersey
$204K +$204K +1,383 New
DWM
1444
Doyle Wealth Management
Florida
$203K +$203K +1,372 New
MG
1445
Meritage Group
California
$203K +$203K +1,373 New
AAS
1446
Annex Advisory Services
Wisconsin
$202K +$202K +1,363 New
NB
1447
Northwest Bancshares
Pennsylvania
$201K +$201K +1,360 New
FAB
1448
First American Bank
Illinois
$201K +$201K +1,361 New
GEA
1449
Glen Eagle Advisors
New Jersey
$198K +$26.6K +180 +15%
SFFS
1450
Stonehage Fleming Financial Services
Jersey
$198K – – –
56 57
58
59 60