Annex Advisory Services
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Annex Advisory Services’s Caterpillar CAT Stock Holding History

Annex Advisory Services’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$1.27M Buy
1,567
+147
+10% +$125K 0.02% 190
2026
Q2 		$1.51M Buy
1,420
+123
+9% +$108K 0.03% 175
2026
Q1 		$919K Buy
1,297
+165
+15% +$114K 0.02% 194
2025
Q4 		$649K Buy
1,132
+11
+1% +$6.11K 0.01% 218
2025
Q3 		$535K Sell
1,121
-21
-2% -$8.96K 0.01% 212
2025
Q2 		$443K Sell
1,142
-167
-13% -$55.7K 0.01% 225
2025
Q1 		$432K Buy
1,309
+316
+32% +$113K 0.01% 227
2024
Q4 		$360K Buy
993
+19
+2% +$7.37K 0.01% 238
2024
Q3 		$381K Buy
974
+3
+0.3% +$1.04K 0.01% 209
2024
Q2 		$323K Sell
971
-61
-6% -$21.2K 0.01% 220
2024
Q1 		$378K Sell
1,032
-88
-8% -$28.1K 0.01% 206
2023
Q4 		$331K Buy
+1,120
New +$291K 0.01% 206
2023
Q1 		– Sell
-1,357
Closed -$325K – 250
2022
Q4 		$325K Sell
1,357
-304
-18% -$66.2K 0.02% 182
2022
Q3 		$273K Sell
1,661
-39
-2% -$7.12K 0.02% 186
2022
Q2 		$304K Buy
1,700
+39
+2% +$8.22K 0.02% 186
2022
Q1 		$370K Buy
1,661
+1
+0.1% +$210 0.03% 175
2021
Q4 		$343K Buy
1,660
+373
+29% +$75.1K 0.02% 178
2021
Q3 		$247K Sell
1,287
-595
-32% -$124K 0.02% 180
2021
Q2 		$409K Buy
1,882
+593
+46% +$137K 0.03% 155
2021
Q1 		$300K Sell
1,289
-75
-5% -$15.5K 0.03% 166
2020
Q4 		$248K Buy
+1,364
New +$231K 0.02% 165
2020
Q1 		– Sell
-1,363
Closed -$202K – 126
2019
Q4 		$202K Buy
+1,363
New +$190K 0.02% 130

Other funds holding CAT

Sumitomo Mitsui DS Asset Management
Sumitomo Mitsui DS Asset Management Tokyo, Japan $14.8B AUM 30.39% 1-Year Est. Return
Robeco Institutional Asset Management
Robeco Institutional Asset Management Rotterdam, Netherlands $83.2B AUM 35.34% 1-Year Est. Return
Fjarde Ap-fonden
Fjarde Ap-fonden Stockholm, Sweden $19.4B AUM 31.69% 1-Year Est. Return
Nisa Investment Advisors
Nisa Investment Advisors St. Louis, Missouri $34.7B AUM 25.93% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return
TD Waterhouse Canada
TD Waterhouse Canada Toronto, Ontario, Canada $38.4B AUM 30.28% 1-Year Est. Return
Czech National Bank
Czech National Bank Prague, Czech Republic $18.9B AUM 36.24% 1-Year Est. Return
IFM Investors
IFM Investors Melbourne, Australia $16B AUM 33.69% 1-Year Est. Return
Pinnacle Associates
Pinnacle Associates New York $8.92B AUM 43.91% 1-Year Est. Return
Gateway Investment Advisers
Gateway Investment Advisers Cincinnati, Ohio $11B AUM 34.31% 1-Year Est. Return

Annex Advisory Services's CAT Position: Q3 2026 in Review

Annex Advisory Services increased its Caterpillar (CAT) stake by 10% in Q3 2026, buying an estimated $125K and bringing the position to 1,567 shares worth $1.27M. The position accounts for 0.02% of the portfolio, ranked #190.

Annex Advisory Services first reported a position in CAT in Q4 2019 and has held it in 22 quarters since. The position peaked at $1.51M in Q2 2026. 993 funds tracked by Wall St. Rank hold CAT as of Q3 2026.

  • Annex Advisory Services held 1,567 shares of Caterpillar worth $1.27M as of Q3 2026.
  • Annex Advisory Services bought 147 Caterpillar shares in Q3 2026, an estimated $125K.
  • Caterpillar made up 0.02% of Annex Advisory Services's portfolio in Q3 2026, its #190 holding.
  • Annex Advisory Services first reported a position in Caterpillar in Q4 2019 and has held it in 22 quarters since.
  • Annex Advisory Services's Caterpillar position peaked at $1.51M in Q2 2026.
  • 993 funds tracked by Wall St. Rank held Caterpillar as of Q3 2026.

Based on Annex Advisory Services's 13F filing for Q3 2026, filed 16 Oct 2026.