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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
$6.5B
3
Harris Associates
Harris Associates
Illinois
$448M
4
DCM
Discovery Capital Management
Connecticut
$100M
5
LSV Asset Management
LSV Asset Management
Illinois
$78.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
$1.4B
2
Jennison Associates
Jennison Associates
New York
$49.7M
3
SCM
Suvretta Capital Management
New York
$0
4
Fidelity Investments
Fidelity Investments
Massachusetts
$382M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
$93.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
EWM
1426
Endurance Wealth Management
Rhode Island
$82K – – –
TCM
1427
Tradewinds Capital Management
Washington
$82K +$6.33K +50 +8%
PCP
1428
Proficio Capital Partners
Massachusetts
$81K +$15.4K +122 +24%
ST
1429
Sageworth Trust
Pennsylvania
$76K – – –
PCTC
1430
Perkins Coie Trust Company
Washington
$76K – – –
FEG
1431
Financial Enhancement Group
Indiana
$76K – – –
TI
1432
Truehand Inc
New Hampshire
$76K +$76K +596 New
LGWM
1433
Litman Gregory Wealth Management
California
$76K +$76K +600 New
GAM
1434
Gemmer Asset Management
California
$75K +$46.9K +368 +167%
NCM
1435
Nelson Capital Management
California
$72K – – –
PGWM
1436
Parisi Gray Wealth Management
New Jersey
$71K – – –
BWP
1437
Baldwin Wealth Partners
Massachusetts
$70K -$22.1K -174 -24%
RFM
1438
Royal Fund Management
Florida
$70K +$1.26K +10 +2%
LWANC
1439
Laurel Wealth Advisors (North Carolina)
North Carolina
$69K +$69K +540 New
MAM
1440
Meeder Asset Management
Ohio
$69K +$69K +545 New
KPCM
1441
Kings Point Capital Management
New York
$67K +$36.7K +290 +121%
WANY
1442
Wealthspire Advisors (New York)
New York
$66K +$66K +521 New
LWM
1443
Liberty Wealth Management
California
$66K +$66K +526 New
LWA
1444
Lenox Wealth Advisors
New York
$64K -$64K -500 -50%
M
1445
MOTCO
Texas
$64K – – –
KL
1446
KWMG LLC
Kansas
$64K – – –
FPS
1447
Fieldpoint Private Securities
Connecticut
$64K – – –
ECM
1448
Estabrook Capital Management
New York
$63.5K – – –
CA
1449
Centerpoint Advisors
Massachusetts
$62K – – –
LFA
1450
Legacy Financial Advisors
Kentucky
$61K +$36.1K +285 +145%
56 57
58
59 60