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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$600M
2
Ameriprise
2
Ameriprise
Minnesota
$427M
3
SCM
3
Suvretta Capital Management
New York
$194M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$322M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$1.07B

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$1.15B
2
Capital World Investors
2
Capital World Investors
California
$2.49B
3
Citadel Advisors
3
Citadel Advisors
Florida
$267M
4
Deutsche Bank
4
Deutsche Bank
Germany
$338M
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$27M
Name Holding Trade Value Shares
Change 		Shares
Change %
BWP
1401
Baldwin Wealth Partners
Massachusetts
$111K – – –
MRCM
1402
M&R Capital Management
New Jersey
$107K -$19.2K -127 -15%
DOA
1403
D'Orazio & Associates
Virginia
$107K – – –
SJIM
1404
St. Johns Investment Management
Florida
$106K +$106K +695 New
BA
1405
Ballew Advisors
Mississippi
$102K -$8.04K -70 -7%
SIS
1406
Sound Income Strategies
Florida
$101K +$65.2K +429 +182%
AIM
1407
Acropolis Investment Management
Missouri
$100K +$100K +658 New
EWM
1408
Endurance Wealth Management
Rhode Island
$98K – – –
BAM
1409
Bruderman Asset Management
New York
$97K -$171K -1,122 -64%
SIAP
1410
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$97K +$51.2K +336 +112%
PWAG
1411
Polaris Wealth Advisory Group
California
$96K +$96K +630 New
SFM
1412
Signet Financial Management
New Jersey
$91K -$152 -1 -0.2%
PCTC
1413
Perkins Coie Trust Company
Washington
$91K – – –
TCM
1414
Tradewinds Capital Management
Washington
$91K +$152 +1 +0.2%
SIM
1415
Sonora Investment Management
Arizona
$91K +$7.16K +47 +9%
ST
1416
Sageworth Trust
Pennsylvania
$90K – – –
TDC
1417
Thompson Davis & Co
Virginia
$88K +$30.6K +200 +53%
NCM
1418
Nelson Capital Management
California
$86K – – –
PGWM
1419
Parisi Gray Wealth Management
New Jersey
$86K – – –
BWA
1420
BDO Wealth Advisors
Florida
$84K +$307 +2 +0.4%
RFM
1421
Royal Fund Management
Florida
$82K +$754 +5 +0.9%
OFW
1422
Omnia Family Wealth
Florida
$80K – – –
PCP
1423
Proficio Capital Partners
Massachusetts
$79K +$3.81K +25 +5%
BWM
1424
Baystate Wealth Management
Massachusetts
$79K +$26.3K +182 +50%
FC
1425
Ferris Capital
Massachusetts
$78K +$2.45K +16 +3%
55 56
57
58 59