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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
FPS
1401
Fieldpoint Private Securities
Connecticut
$68K
FEG
1402
Financial Enhancement Group
Indiana
$68K
POIA
1403
Pin Oak Investment Advisors
Texas
$68K
KL
1404
KWMG LLC
Kansas
$68K +$74.7K +500 New
ECM
1405
Estabrook Capital Management
New York
$67.8K -$209K -1,400 -74%
FC
1406
Ferris Capital
Massachusetts
$67K -$4.33K -29 -6%
AIS
1407
Accurate Investment Solutions
Pennsylvania
$67K -$3.88K -26 -5%
PCP
1408
Proficio Capital Partners
Massachusetts
$67K +$747 +5 +1%
LWS
1409
Lucia Wealth Services
California
$67K +$23.3K +156 +46%
NIM
1410
NuWave Investment Management
New Jersey
$65K -$13K -87 -15%
ML
1411
McAdam LLC
Pennsylvania
$63K
AWM
1412
AllSquare Wealth Management
New York
$61K -$32.1K -215 -32%
PFSC
1413
Peoples Financial Services Corp
Pennsylvania
$61K
Credit Agricole
1414
Credit Agricole
France
$61K +$67.2K +450 New
JFGIW
1415
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$59K -$41.5K -278 -39%
LFG
1416
LifePlan Financial Group
Ohio
$59K +$63.2K +423 +3,845%
SMFG
1417
Sumitomo Mitsui Financial Group
Japan
$59K +$65K +435 New
AIM
1418
Arcadia Investment Management
Michigan
$58K
CAGAS
1419
Capital Advisory Group Advisory Services
Minnesota
$56K
LWM
1420
Lenox Wealth Management
Ohio
$56K +$2.09K +14 +3%
EAM
1421
Exane Asset Management
France
$55.6K +$61.3K +410 New
OFS
1422
Orrstown Financial Services
Pennsylvania
$55K
SFG
1423
Sage Financial Group
Pennsylvania
$54K
BCA
1424
Bray Capital Advisors
Florida
$54K +$149 +1 +0.3%
CAC
1425
Certified Advisory Corp
Florida
$52K +$6.87K +46 +14%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.