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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
SL
1376
Salomon & Ludwin
Virginia
$52K – – –
AWM
1377
AllSquare Wealth Management
New York
$52K – – –
FRA
1378
Front Row Advisors
California
$50K +$3.81K +33 +8%
CFO
1379
CVA Family Office
Colorado
$49K +$49K +424 New
CI
1380
CX Institutional
Indiana
$48K -$315K -2,690 -87%
APWM
1381
Atlas Private Wealth Management
New York
$48K -$11.5K -98 -19%
JPLA
1382
Joseph P. Lucia & Associates
New York
$48K +$116 +1 +0.2%
TCM
1383
Tradewinds Capital Management
Washington
$46K -$15K -130 -25%
FWM
1384
Filbrandt Wealth Management
Wisconsin
$46K – – –
SFG
1385
Sage Financial Group
Pennsylvania
$46K – – –
BWP
1386
Baldwin Wealth Partners
Massachusetts
$46K – – –
M
1387
MOTCO
Texas
$45K +$5.86K +50 +15%
FNBOSM
1388
First National Bank of South Miami
Florida
$44K +$4.37K +38 +11%
RDWM
1389
Red Door Wealth Management
Tennessee
$43K +$43K +375 New
TI
1390
Truehand Inc
New Hampshire
$42K – – –
CFFP
1391
Center for Financial Planning
Michigan
$41K -$45.9K -395 -53%
SC
1392
Steph & Co
Wisconsin
$41K – – –
PWMG
1393
Prestige Wealth Management Group
New Jersey
$41K +$17.7K +152 +76%
VRM
1394
Vectors Research Management
New York
$40K – – –
CA
1395
Centerpoint Advisors
Massachusetts
$39K -$16.5K -144 -30%
SLF
1396
Sun Life Financial
Ontario, Canada
$38K -$462 -4 -1%
CFD
1397
Creative Financial Designs
Indiana
$38K – – –
HR
1398
Howe & Rusling
New York
$38K +$2.56K +22 +7%
KFI
1399
Key Financial Inc
Pennsylvania
$38K +$38K +333 New
ED
1400
Exane Derivatives
France
$37.7K +$37.7K +325 New
54 55
56
57 58