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Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
Renaissance Technologies
New York
$252M
2
Sanders Capital
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
Prudential Financial
New Jersey
$114M
Name Holding Trade Value Shares
Change 		Shares
Change %
VCM
1376
Vigilant Capital Management
Maine
$207K -$17K -125 -8%
CFN
1377
Cordasco Financial Network
Florida
$207K +$4.06K +30 +2%
RG
1378
Renaissance Group
Kentucky
$207K +$207K +1,529 New
SCP
1379
Stamos Capital Partners
California
$206K -$1.23M -8,971 -86%
MWM
1380
Merriman Wealth Management
Washington
$206K -$172K -1,270 -46%
FEG
1381
Financial Enhancement Group
Indiana
$205K +$137K +1,013 +203%
NDSI
1382
Newman Dignan & Sheerar Inc
Rhode Island
$205K +$205K +1,510 New
CWM
1383
Cordatus Wealth Management
Pennsylvania
$205K +$205K +1,511 New
WCM
1384
Windsor Capital Management
Arizona
$205K +$205K +1,515 New
AIP
1385
Almanack Investment Partners
Pennsylvania
$204K +$136 +1 +0.1%
PGAM
1386
Princeton Global Asset Management
New Jersey
$204K +$204K +1,510 New
W
1387
Wealthquest
Ohio
$203K -$20.2K -150 -9%
Rafferty Asset Management
1388
Rafferty Asset Management
New York
$203K +$203K +1,499 New
CCM
1389
Chickasaw Capital Management
Tennessee
$203K +$203K +1,500 New
GGI
1390
Godsey & Gibb Inc
Virginia
$203K +$203K +1,500 New
MJP
1391
Michael J. Puzo
$203K +$203K +1,500 New
LWM
1392
Lyell Wealth Management
California
$203K +$203K +1,500 New
LJHT
1393
Laurie J. Hall Trustee
$202K – – –
SRSA
1394
S.R. Schill & Associates
Washington
$202K +$202K +1,494 New
AFNAS
1395
American Financial Network Advisory Services
California
$201K -$277K -2,115 -58%
PWM
1396
Perigon Wealth Management
California
$201K +$201K +1,464 New
WAM
1397
Weiss Asset Management
Massachusetts
$200K +$200K +1,477 New
BF
1398
Blankinship & Foster
California
$200K +$200K +1,477 New
NSB
1399
Norway Savings Bank
Maine
$198K -$31.2K -230 -14%
IUHSA
1400
Itau Unibanco Holding S.A.
Brazil
$198K – – –
54 55
56
57 58