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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
NSB
1326
Norway Savings Bank
Maine
$215K -$12.7K -100 -6%
PMFA
1327
Plante Moran Financial Advisors
Michigan
$215K +$69.9K +550 +48%
GLI
1328
Guardian Life Insurance
New York
$214K +$763 +6 +0.4%
KP
1329
Keel Point
Alabama
$213K – – –
RW
1330
REDW Wealth
New Mexico
$212K – – –
FA
1331
FCG Advisors
New Jersey
$212K +$635 +5 +0.3%
HCM
1332
Hutchinson Capital Management
California
$212K +$212K +1,670 New
LC
1333
Lindbrook Capital
California
$212K +$212K +1,674 New
FG
1334
Fiduciary Group
Georgia
$211K +$23.3K +183 +12%
DCM
1335
Driehaus Capital Management
Illinois
$210K -$40.1K -316 -16%
SIC
1336
Shoker Investment Counsel
Ohio
$210K +$1.4K +11 +0.7%
VCM
1337
Vigilant Capital Management
Maine
$210K +$36.9K +290 +21%
Rockefeller Capital Management
1338
Rockefeller Capital Management
New York
$210K +$73.8K +580 +54%
W
1339
Wealthquest
Ohio
$210K +$210K +1,654 New
EWM
1340
Empirical Wealth Management
Washington
$209K -$5.84K -46 -3%
SLF
1341
Sun Life Financial
Ontario, Canada
$209K +$1.65K +13 +0.8%
FAN
1342
Financial Advisors Network
California
$208K +$208K +1,633 New
AIS
1343
American Investment Services
Massachusetts
$207K -$104K -821 -34%
AC
1344
Addison Capital
Pennsylvania
$207K – – –
ICM
1345
IMS Capital Management
Oregon
$206K -$16K -126 -7%
PFA
1346
Pure Financial Advisors
California
$206K – – –
LA
1347
LexAurum Advisors
Kansas
$206K +$9.65K +76 +5%
CA
1348
Calton & Associates
Florida
$206K +$206K +1,617 New
CAM
1349
Congress Asset Management
Massachusetts
$205K -$156K -1,225 -43%
SIM
1350
Sterling Investment Management
Arizona
$205K -$114K -900 -36%
52 53
54
55 56