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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
IIC
1301
Integrated Investment Consultants
Michigan
$234K
BB
1302
Bell Bank
North Dakota
$233K
WPC
1303
Waters Parkerson & Co
Louisiana
$233K
FAB
1304
First American Bank
Illinois
$233K +$216K +1,525 New
JWBC
1305
J.W. Burns & Co
New York
$232K -$13.9K -98 -6%
NDSI
1306
Newman Dignan & Sheerar Inc
Rhode Island
$231K +$214K +1,510 New
CGT
1307
Capital Guardian Trust
California
$230K +$15.3K +108 +8%
DWM
1308
Dynasty Wealth Management
Florida
$230K +$213K +1,508 New
CCM
1309
Chickasaw Capital Management
Tennessee
$229K
MJP
1310
Michael J. Puzo
$229K
MCM
1311
Monarch Capital Management
Indiana
$229K
LWM
1312
Lyell Wealth Management
California
$229K +$212K +1,500 New
GC
1313
Grimes & Company
Massachusetts
$227K -$41K -290 -16%
LJHT
1314
Laurie J. Hall Trustee
$227K
BW
1315
Bison Wealth
Georgia
$226K +$210K +1,484 New
FG
1316
Fiduciary Group
Georgia
$225K -$8.06K -57 -4%
BF
1317
Blankinship & Foster
California
$225K
PWPS
1318
Pinnacle Wealth Planning Services
Ohio
$225K +$208K +1,471 New
AA
1319
Alesco Advisors
New York
$224K +$208K +1,469 New
HA
1320
Harfst & Associates
Wyoming
$224K +$208K +1,469 New
MWPCG
1321
Measured Wealth Private Client Group
New Hampshire
$224K +$209K +1,475 New
MPWT
1322
MassMutual Private Wealth & Trust
Connecticut
$222K +$14.1K +100 +7%
CA
1323
Cornerstone Advisory
Maryland
$220K +$204K +1,444 New
TA
1324
Tiedemann Advisors
New York
$219K +$204K +1,442 New
RWP
1325
RWA Wealth Partners
Massachusetts
$218K +$283 +2 +0.1%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.