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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
SC
1251
Schulhoff & Co
Ohio
$266K
TWM
1252
Torch Wealth Management
Ohio
$264K +$141 +1 +0.1%
CGA
1253
Crescent Grove Advisors
Illinois
$264K +$1.56K +11 +0.6%
OWP
1254
Obermeyer Wealth Partners
Colorado
$263K
RSVP
1255
Ramsay Stattman Vela & Price
Colorado
$262K -$14.1K -100 -6%
HPWM
1256
Highland Private Wealth Management
Washington
$262K +$18.4K +130 +8%
SCA
1257
Stonebridge Capital Advisors
Minnesota
$261K
AFG
1258
Albion Financial Group
Utah
$259K
BHA
1259
Beech Hill Advisors
New York
$259K
STMM
1260
South Texas Money Management
Texas
$259K +$5.94K +42 +3%
HFA
1261
High Falls Advisors
New York
$259K +$27.2K +192 +13%
LFR
1262
Lehman Financial Resources
Pennsylvania
$259K +$240K +1,700 New
FAM
1263
Fenimore Asset Management
New York
$258K
EWM
1264
Empirical Wealth Management
Washington
$258K +$424 +3 +0.2%
KF
1265
Krilogy Financial
Missouri
$256K -$39.9K -282 -14%
AWA
1266
Arete Wealth Advisors
Illinois
$256K -$1.56K -11 -0.7%
GLI
1267
Guardian Life Insurance
New York
$256K +$3.25K +23 +1%
1WA
1268
180 Wealth Advisors
Washington
$256K +$3.68K +26 +2%
KP
1269
Keel Point
Alabama
$255K
GWM
1270
Greenwich Wealth Management
Connecticut
$255K +$26.5K +187 +13%
TMAM
1271
Tokio Marine Asset Management
Japan
$254K -$137K -972 -37%
PWM
1272
Paulson Wealth Management
Illinois
$254K -$3.11K -22 -1%
RW
1273
REDW Wealth
New Mexico
$254K
SCM
1274
Southport Capital Management
Tennessee
$254K
TBNY
1275
Trustco Bank (New York)
New York
$254K

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.