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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
FFC
1251
First Financial Corp
Indiana
$244K
BCA
1252
Benchmark Capital Advisors
New York
$244K +$269K +1,800 New
BFM
1253
Boothbay Fund Management
New York
$244K +$269K +1,802 New
TCM
1254
Traynor Capital Management
Pennsylvania
$243K +$299 +2 +0.1%
NGA
1255
Naples Global Advisors
Florida
$242K +$267K +1,784 New
GC
1256
Grimes & Company
Massachusetts
$241K +$14.9K +100 +6%
FAN
1257
Financial Advisors Network
California
$241K +$265K +1,776 New
Carson Wealth (CWM LLC)
1258
Carson Wealth (CWM LLC)
Nebraska
$240K +$23.2K +155 +10%
FIB
1259
First Interstate Bank
Montana
$239K
TC
1260
Telemus Capital
Michigan
$239K +$2.99K +20 +1%
DCM
1261
Driehaus Capital Management
Illinois
$239K +$264K +1,764 New
BAM
1262
Bruderman Asset Management
New York
$238K -$101K -674 -28%
PAM
1263
Premier Asset Management
Illinois
$237K
SC
1264
Schulhoff & Co
Ohio
$237K
ICM
1265
IMS Capital Management
Oregon
$237K +$261K +1,746 New
TWM
1266
Torch Wealth Management
Ohio
$235K -$14.8K -99 -5%
CGA
1267
Crescent Grove Advisors
Illinois
$234K +$1.2K +8 +0.5%
OWP
1268
Obermeyer Wealth Partners
Colorado
$234K +$2.99K +20 +1%
SCA
1269
Stonebridge Capital Advisors
Minnesota
$232K -$3.73K -25 -1%
DAS
1270
Dynamic Advisor Solutions
Arizona
$232K +$1.05K +7 +0.4%
AFG
1271
Albion Financial Group
Utah
$231K
BHA
1272
Beech Hill Advisors
New York
$231K
FAM
1273
Fenimore Asset Management
New York
$230K
AWA
1274
Arete Wealth Advisors
Illinois
$229K -$743K -4,971 -75%
EWM
1275
Empirical Wealth Management
Washington
$229K +$8.82K +59 +4%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.