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Caterpillar
CAT

Overview Fund Activity

1,511 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 583 increasing their positions, 542 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,511
Holders Change
+7
Holders Change %
+0.47%
% of All Funds
34.64%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
583
Reduced
542
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M

Top Buyers

1
Vanguard Group
Vanguard Group
Pennsylvania
+$119M
2
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$93M
3
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
+$82.1M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$76.4M
5
Citadel Advisors
Citadel Advisors
Florida
+$75.3M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$210M
2
EVM
Eaton Vance Management
Massachusetts
-$192M
3
Goldman Sachs
Goldman Sachs
New York
-$152M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$119M
5
TCIM
TIAA CREF Investment Management
New York
-$108M
Name Holding Trade Value Shares
Change 		Shares
Change %
BFM
1251
Boothbay Fund Management
New York
$244K +$244K +1,802 New
TCM
1252
Traynor Capital Management
Pennsylvania
$243K +$272 +2 +0.1%
NGA
1253
Naples Global Advisors
Florida
$242K +$242K +1,784 New
GC
1254
Grimes & Company
Massachusetts
$241K +$13.6K +100 +6%
FAN
1255
Financial Advisors Network
California
$241K +$241K +1,776 New
Carson Wealth (CWM LLC)
1256
Carson Wealth (CWM LLC)
Nebraska
$240K +$21.1K +155 +10%
FIB
1257
First Interstate Bank
Montana
$239K – – –
TC
1258
Telemus Capital
Michigan
$239K +$2.71K +20 +1%
DCM
1259
Driehaus Capital Management
Illinois
$239K +$239K +1,764 New
BAM
1260
Bruderman Asset Management
New York
$238K -$91.3K -674 -28%
PAM
1261
Premier Asset Management
Illinois
$237K – – –
SC
1262
Schulhoff & Co
Ohio
$237K – – –
ICM
1263
IMS Capital Management
Oregon
$237K +$237K +1,746 New
TWM
1264
Torch Wealth Management
Ohio
$235K -$13.4K -99 -5%
CGA
1265
Crescent Grove Advisors
Illinois
$234K +$1.09K +8 +0.5%
OWP
1266
Obermeyer Wealth Partners
Colorado
$234K +$2.71K +20 +1%
SCA
1267
Stonebridge Capital Advisors
Minnesota
$232K -$3.39K -25 -1%
DAS
1268
Dynamic Advisor Solutions
Arizona
$232K +$952 +7 +0.4%
AFG
1269
Albion Financial Group
Utah
$231K – – –
BHA
1270
Beech Hill Advisors
New York
$231K – – –
FAM
1271
Fenimore Asset Management
New York
$230K – – –
AWA
1272
Arete Wealth Advisors
Illinois
$229K -$674K -4,971 -75%
EWM
1273
Empirical Wealth Management
Washington
$229K +$8K +59 +4%
KP
1274
Keel Point
Alabama
$227K – – –
IC
1275
Intersect Capital
California
$227K +$10K +74 +5%
49 50
51
52 53