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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
BIC
1226
Beach Investment Counsel
Pennsylvania
$286K – – –
SAM
1227
Symphony Asset Management
California
$284K +$284K +2,234 New
AFC
1228
AFT Forsyth & Company
Florida
$280K -$18.8K -148 -6%
PI
1229
Pettee Investors
Connecticut
$280K -$15.9K -125 -5%
WA
1230
Waverly Advisors
Alabama
$278K -$863K -6,799 -76%
CCM
1231
Check Capital Management
California
$276K +$25.4K +200 +10%
FHC
1232
First Heartland Consultants
Missouri
$275K -$28K -220 -9%
AWM
1233
Affinity Wealth Management
Delaware
$275K +$275K +2,164 New
SDJVC
1234
St. Denis J. Villere & Co
Louisiana
$273K – – –
EFS
1235
Econ Financial Services
Pennsylvania
$271K +$271K +2,133 New
NWM
1236
Northwest Wealth Management
Iowa
$270K -$5.85K -46 -2%
IIM
1237
Ironwood Investment Management
Massachusetts
$267K – – –
CVM
1238
Cheviot Value Management
California
$266K -$13K -102 -5%
WKWM
1239
Walter & Keenan Wealth Management
Indiana
$266K – – –
SIAG
1240
Signet Investment Advisory Group
Rhode Island
$266K +$266K +2,100 New
BI
1241
Ballast Inc
Kentucky
$265K -$3.94K -31 -1%
JCM
1242
Janney Capital Management
Pennsylvania
$264K -$2.54K -20 -1%
FAM
1243
Flaharty Asset Management
Florida
$264K +$16K +126 +6%
BWA
1244
Burt Wealth Advisors
Maryland
$263K – – –
WMA
1245
Wealth Management Associates
New Jersey
$262K +$262K +2,066 New
EIA
1246
Eldridge Investment Advisors
New Hampshire
$262K +$51.9K +408 +25%
QT
1247
Quantamental Technologies
New York
$262K +$262K +2,059 New
PSG
1248
Planning Solutions Group
Maryland
$261K +$261K +2,053 New
JFA
1249
Johanson Financial Advisors
California
$260K -$13.2K -104 -5%
BCP
1250
Blue Chip Partners
Michigan
$260K +$1.15K +9 +0.4%
48 49
50
51 52