CAT icon

Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$930M
2
Diamond Hill Capital Management
2
Diamond Hill Capital Management
Ohio
$162M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$631M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$733M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$267M

Top Sellers

1
State Street
1
State Street
Massachusetts
$6.41B
2
Goldman Sachs
2
Goldman Sachs
New York
$219M
3
Citadel Advisors
3
Citadel Advisors
Florida
$30.2M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$6.91B
5
Macquarie Group
5
Macquarie Group
Australia
$703M
Name Holding Trade Value Shares
Change 		Shares
Change %
HighTower Advisors
101
HighTower Advisors
Illinois
$51.3M +$4.93M +33,105 +11%
AG
102
Aperio Group
California
$51.1M -$218K -1,464 -0.4%
AQR Capital Management
103
AQR Capital Management
Connecticut
$50.7M -$17.8M -119,210 -26%
Schroder Investment Management Group
104
Schroder Investment Management Group
United Kingdom
$49.2M -$553K -3,689 -1%
Asset Management One
105
Asset Management One
Japan
$48.3M -$2.21M -14,798 -4%
AIM
106
Artemis Investment Management
United Kingdom
$48.3M +$28M +187,918 +138%
Massachusetts Financial Services
107
Massachusetts Financial Services
Massachusetts
$46.4M +$1.66M +11,127 +4%
Ohio Public Employees Retirement System (OPERS)
108
Ohio Public Employees Retirement System (OPERS)
Ohio
$45.5M +$781K +5,238 +2%
AA
109
ALPS Advisors
Colorado
$44.3M -$14.6M -97,772 -25%
OSAM
110
O'Shaughnessy Asset Management
Connecticut
$43.7M -$8.06M -54,024 -16%
MG
111
Markel Group
Virginia
$42.9M – – –
PAMU
112
Pictet Asset Management (UK)
United Kingdom
$42.9M +$428K +2,870 +1%
BNP Paribas Asset Management
113
BNP Paribas Asset Management
France
$41.2M +$7.9M +52,947 +24%
Adage Capital Partners
114
Adage Capital Partners
Massachusetts
$41.1M +$20.7M +138,512 +101%
Natixis Advisors
115
Natixis Advisors
Massachusetts
$41.1M +$23.3M +156,533 +132%
CWM
116
CIBC World Markets
New York
$41M +$8.4M +56,317 +26%
Korea Investment Corp
117
Korea Investment Corp
South Korea
$40M -$60.6M -406,500 -60%
VOYA Investment Management
118
VOYA Investment Management
Georgia
$40M -$1.77M -11,850 -4%
GIA
119
Gateway Investment Advisers
Ohio
$38.8M -$3.99M -26,779 -9%
RJFSA
120
Raymond James Financial Services Advisors
Florida
$38.4M +$489K +3,280 +1%
JPMPWA
121
J.P. Morgan Private Wealth Advisors
California
$38M +$4.88M +32,742 +15%
Ensign Peak Advisors
122
Ensign Peak Advisors
Utah
$37.6M +$2.16M +14,455 +6%
Osaic Holdings
123
Osaic Holdings
Arizona
$37.2M +$474K +3,194 +1%
WA
124
WestEnd Advisors
North Carolina
$36.6M -$1.64M -11,028 -4%
Axa
125
Axa
France
$36M -$2.89M -19,381 -7%
3 4
5
6 7