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Caterpillar
CAT

Overview Fund Activity

1,540 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 518 increasing their positions, 629 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,540
Holders Change
+55
Holders Change %
+3.7%
% of All Funds
31.65%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
518
Reduced
629
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M

Top Buyers

1
Capital International Investors
1
Capital International Investors
California
$956M
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$519M
3
Macquarie Group
3
Macquarie Group
Australia
$670M
4
BlackRock
4
BlackRock
New York
$4.54B
5
Citadel Advisors
5
Citadel Advisors
Florida
$130M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$563M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$5.94B
3
LSV Asset Management
3
LSV Asset Management
Illinois
$74.6M
4
Primecap Management
4
Primecap Management
California
$791M
5
Sanders Capital
5
Sanders Capital
Florida
$780M
Name Holding Trade Value Shares
Change 		Shares
Change %
Mitsubishi UFJ Asset Management
101
Mitsubishi UFJ Asset Management
Japan
$46.1M +$2.55M +20,173 +6%
Mackenzie Financial
102
Mackenzie Financial
Ontario, Canada
$44.9M -$19.5M -154,196 -30%
Victory Capital Management
103
Victory Capital Management
Texas
$44.6M -$38.6M -305,494 -46%
NSLI
104
Nan Shan Life Insurance
Taiwan
$44M +$380K +3,000 +0.9%
OSAM
105
O'Shaughnessy Asset Management
Connecticut
$43.8M +$610K +4,824 +1%
AG
106
Aperio Group
California
$43.5M -$2.93M -23,151 -6%
Asset Management One
107
Asset Management One
Japan
$42.9M -$130K -1,028 -0.3%
Schroder Investment Management Group
108
Schroder Investment Management Group
United Kingdom
$42M +$5.01M +39,628 +14%
Envestnet Asset Management
109
Envestnet Asset Management
Illinois
$39.8M +$6.5M +51,365 +20%
HighTower Advisors
110
HighTower Advisors
Illinois
$39.5M -$581K -4,586 -1%
Baird Financial Group
111
Baird Financial Group
Wisconsin
$39.4M -$740K -5,852 -2%
Alyeska Investment Group
112
Alyeska Investment Group
Illinois
$39M +$39M +308,645 New
Massachusetts Financial Services
113
Massachusetts Financial Services
Massachusetts
$37.9M -$1.23M -9,693 -3%
Ohio Public Employees Retirement System (OPERS)
114
Ohio Public Employees Retirement System (OPERS)
Ohio
$37.9M +$118K +936 +0.3%
MG
115
Markel Group
Virginia
$36.4M – – –
GIA
116
Gateway Investment Advisers
Ohio
$36.3M -$6.36M -50,287 -15%
PAMU
117
Pictet Asset Management (UK)
United Kingdom
$36M +$582K +4,600 +2%
VOYA Investment Management
118
VOYA Investment Management
Georgia
$35.4M -$877K -6,936 -2%
Aberdeen Group
119
Aberdeen Group
United Kingdom
$33M -$1.57M -12,443 -5%
Axa
120
Axa
France
$33M +$1.1M +8,718 +3%
WA
121
WestEnd Advisors
North Carolina
$32.4M -$370K -2,924 -1%
RJFSA
122
Raymond James Financial Services Advisors
Florida
$32.1M +$796K +6,291 +3%
Truist Financial
123
Truist Financial
North Carolina
$31.5M +$4.93M +38,944 +19%
Osaic Holdings
124
Osaic Holdings
Arizona
$31.3M -$39.5M -312,411 -56%
FWIA
125
Fort Washington Investment Advisors
Ohio
$30.4M +$2.91M +22,974 +11%
3 4
5
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