We are live on ! Find out more
CAT icon

Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
Mitsubishi UFJ Asset Management
101
Mitsubishi UFJ Asset Management
Japan
$46.1M +$2.39M +20,173 +6%
Mackenzie Financial
102
Mackenzie Financial
Ontario, Canada
$44.9M -$18.3M -154,196 -30%
Victory Capital Management
103
Victory Capital Management
Texas
$44.6M -$36.2M -305,494 -46%
NSLI
104
Nan Shan Life Insurance
Taiwan
$44M +$356K +3,000 +0.9%
OSAM
105
O'Shaughnessy Asset Management
Connecticut
$43.8M +$572K +4,824 +1%
AG
106
Aperio Group
California
$43.5M -$2.74M -23,151 -6%
Asset Management One
107
Asset Management One
Japan
$42.9M -$122K -1,028 -0.3%
Schroder Investment Management Group
108
Schroder Investment Management Group
United Kingdom
$42M +$4.7M +39,628 +14%
Envestnet Asset Management
109
Envestnet Asset Management
Illinois
$39.8M +$6.09M +51,365 +20%
HighTower Advisors
110
HighTower Advisors
Illinois
$39.5M -$544K -4,586 -1%
Baird Financial Group
111
Baird Financial Group
Wisconsin
$39.4M -$694K -5,852 -2%
Alyeska Investment Group
112
Alyeska Investment Group
Illinois
$39M +$36.6M +308,645 New
Massachusetts Financial Services
113
Massachusetts Financial Services
Massachusetts
$37.9M -$1.15M -9,693 -3%
Ohio Public Employees Retirement System (OPERS)
114
Ohio Public Employees Retirement System (OPERS)
Ohio
$37.9M +$111K +936 +0.3%
MG
115
Markel Group
Virginia
$36.4M
GIA
116
Gateway Investment Advisers
Ohio
$36.3M -$5.96M -50,287 -15%
PAMU
117
Pictet Asset Management (UK)
United Kingdom
$36M +$545K +4,600 +2%
VOYA Investment Management
118
VOYA Investment Management
Georgia
$35.4M -$822K -6,936 -2%
Aberdeen Group
119
Aberdeen Group
United Kingdom
$33M -$1.48M -12,443 -5%
Axa
120
Axa
France
$33M +$1.03M +8,718 +3%
WA
121
WestEnd Advisors
North Carolina
$32.4M -$347K -2,924 -1%
RJFSA
122
Raymond James Financial Services Advisors
Florida
$32.1M +$746K +6,291 +3%
Truist Financial
123
Truist Financial
North Carolina
$31.5M +$4.62M +38,944 +19%
Osaic Holdings
124
Osaic Holdings
Arizona
$31.3M -$37M -312,411 -56%
FWIA
125
Fort Washington Investment Advisors
Ohio
$30.4M +$2.72M +22,974 +11%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.