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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
1
Macquarie Group
Australia
$384M
2
Capital International Investors
2
Capital International Investors
California
$575M
3
Invesco
3
Invesco
Georgia
$399M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$782M
5
Boston Partners
5
Boston Partners
Massachusetts
$169M

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$205M
2
Capital World Investors
2
Capital World Investors
California
$175M
3
Primecap Management
3
Primecap Management
California
$904M
4
Ameriprise
4
Ameriprise
Minnesota
$227M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
OSAM
101
O'Shaughnessy Asset Management
Connecticut
$39.7M +$11.7M +100,798 +42%
Asset Management One
102
Asset Management One
Japan
$39.4M +$1.37M +11,781 +4%
GIA
103
Gateway Investment Advisers
Ohio
$39.1M +$5.11M +44,049 +15%
TAM
104
Tocqueville Asset Management
New York
$36.9M +$3.77M +32,476 +11%
Baird Financial Group
105
Baird Financial Group
Wisconsin
$36.8M +$5.09M +43,895 +16%
HighTower Advisors
106
HighTower Advisors
Illinois
$36.7M +$1.85M +15,994 +5%
Massachusetts Financial Services
107
Massachusetts Financial Services
Massachusetts
$35.9M +$35.9M +309,494 New
Schroder Investment Management Group
108
Schroder Investment Management Group
United Kingdom
$35.2M +$315K +2,617 +0.9%
Ohio Public Employees Retirement System (OPERS)
109
Ohio Public Employees Retirement System (OPERS)
Ohio
$34.7M -$2.98M -25,683 -8%
MG
110
Markel Group
Virginia
$33.4M +$406K +3,500 +1%
VOYA Investment Management
111
VOYA Investment Management
Georgia
$33.3M -$652K -5,622 -2%
Citigroup
112
Citigroup
New York
$32.6M -$4.72M -40,645 -13%
PAMU
113
Pictet Asset Management (UK)
United Kingdom
$32.5M -$3.85M -33,200 -11%
Aberdeen Group
114
Aberdeen Group
United Kingdom
$31.7M -$56.9K -490 -0.2%
BNP Paribas Financial Markets
115
BNP Paribas Financial Markets
France
$31.6M -$19.5M -168,209 -38%
RCAMU
116
Rothschild & Co Asset Management US
Connecticut
$31M -$1.11M -9,602 -3%
Envestnet Asset Management
117
Envestnet Asset Management
Illinois
$30.6M +$6.79M +58,506 +29%
Jane Street
118
Jane Street
New York
$30.4M +$7.4M +63,814 +32%
H
119
Hexavest
Quebec, Canada
$30.4M -$23.2M -199,951 -43%
WA
120
WestEnd Advisors
North Carolina
$30.1M +$30.1M +259,088 New
Treasurer of the State of North Carolina
121
Treasurer of the State of North Carolina
North Carolina
$30M +$2.15M +18,570 +8%
Axa
122
Axa
France
$29.2M -$746K -6,432 -2%
Osaic Holdings
123
Osaic Holdings
Arizona
$28.8M +$28.8M +559,563 New
RJFSA
124
Raymond James Financial Services Advisors
Florida
$28.7M -$2.67M -22,975 -8%
MAM
125
Madison Asset Management
Wisconsin
$26.8M +$1.79M +15,386 +7%
3 4
5
6 7