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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$1.14B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$557M
3
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$502M
4
AIG
4
American International Group
New York
$371M
5
Ameriprise
5
Ameriprise
Minnesota
$456M

Top Sellers

1
State Farm Mutual Automobile Insurance
1
State Farm Mutual Automobile Insurance
Illinois
$2.83B
2
State Street
2
State Street
Massachusetts
$6.61B
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$7.26B
4
Deutsche Bank
4
Deutsche Bank
Germany
$216M
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$29.3M
Name Market Value Shares Shares
Change 		Shares
Change %
Canada Life
101
Canada Life
Manitoba, Canada
$56.8M 387,480 -8,977 -2%
AG
102
Aperio Group
California
$55.6M 376,585 +19,037 +5%
PNC Financial Services Group
103
PNC Financial Services Group
Pennsylvania
$53.8M 364,066 -8,896 -2%
Commonwealth Equity Services
104
Commonwealth Equity Services
Massachusetts
$49.3M 334,091 +3,342 +1%
Asset Management One
105
Asset Management One
Japan
$48.5M 328,182 -8,516 -3%
Mitsubishi UFJ Asset Management
106
Mitsubishi UFJ Asset Management
Japan
$48.4M 325,870 -2,514 -0.8%
Ohio Public Employees Retirement System (OPERS)
107
Ohio Public Employees Retirement System (OPERS)
Ohio
$47.9M 324,398 -2,352 -0.7%
Citigroup
108
Citigroup
New York
$47.5M 321,438 -39,372 -11%
MIFH
109
Migdal Insurance & Financial Holdings
Israel
$46.6M 315,620 +105,000 +50%
PAMU
110
Pictet Asset Management (UK)
United Kingdom
$46.3M 313,192 -9,300 -3%
Ensign Peak Advisors
111
Ensign Peak Advisors
Utah
$45.6M 309,056 +309,056 New
SIM
112
Sadoff Investment Management
Wisconsin
$44.7M 302,920 +2,530 +0.8%
HighTower Advisors
113
HighTower Advisors
Illinois
$44.2M 300,174 +11,876 +4%
GIA
114
Gateway Investment Advisers
Ohio
$43.3M 293,314 -16,842 -5%
Victory Capital Management
115
Victory Capital Management
Texas
$43.2M 292,728 -3,355 -1%
VOYA Investment Management
116
VOYA Investment Management
Georgia
$43.2M 292,722 +19,371 +7%
Schroder Investment Management Group
117
Schroder Investment Management Group
United Kingdom
$42.8M 289,647 -55,516 -16%
IAM
118
Impala Asset Management
Florida
$42.6M 288,563 +145,142 +101%
RHBC
119
R.H. Bluestein & Co
Michigan
$42.4M 287,266 -4,993 -2%
Citadel Advisors
120
Citadel Advisors
Florida
$42.3M 286,363 +175,152 +157%
TAM
121
Tocqueville Asset Management
New York
$42.2M 285,892 -5,258 -2%
NSLI
122
Nan Shan Life Insurance
Taiwan
$42.1M 285,000 +285,000 New
MG
123
Markel Group
Virginia
$41.9M 284,000 +6,000 +2%
RCAMU
124
Rothschild & Co Asset Management US
Connecticut
$40.9M 276,655 -6,383 -2%
KBC Group
125
KBC Group
Belgium
$40.5M 274,313 -47,267 -15%
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