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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
Robeco Institutional Asset Management
101
Robeco Institutional Asset Management
Netherlands
$51.7M -$12.8M -85,979 -18%
GIA
102
Gateway Investment Advisers
Ohio
$50.4M -$466K -3,117 -0.8%
SB
103
Suntrust Banks
Georgia
$48.1M +$773K +5,174 +1%
Nomura Holdings
104
Nomura Holdings
Japan
$48.1M -$56M -374,753 -51%
ASC
105
Atalanta Sosnoff Capital
New York
$47.4M +$1.34M +8,973 +3%
ABC
106
Anchor Bolt Capital
Illinois
$44.3M -$7.65M -51,224 -14%
AG
107
Aperio Group
California
$44.2M +$2.38M +15,903 +5%
PAMU
108
Pictet Asset Management (UK)
United Kingdom
$44.1M -$1.51M -10,100 -3%
SC
109
Shellback Capital
Massachusetts
$43.1M +$13.1M +87,365 +38%
Squarepoint
110
Squarepoint
New York
$42.7M +$37.8M +253,103 +411%
First Trust Advisors
111
First Trust Advisors
Illinois
$42M -$6.01M -40,230 -12%
BCIM
112
British Columbia Investment Management
British Columbia, Canada
$41.8M -$7.97M -53,326 -15%
Commonwealth Equity Services
113
Commonwealth Equity Services
Massachusetts
$41.8M +$808K +5,405 +2%
Nomura Asset Management
114
Nomura Asset Management
Japan
$41.5M -$101K -676 -0.2%
RHBC
115
R.H. Bluestein & Co
Michigan
$41M +$1.27M +8,482 +3%
RCAMU
116
Rothschild & Co Asset Management US
Connecticut
$40.9M +$16.1M +108,044 +56%
SIM
117
Sadoff Investment Management
Wisconsin
$40.6M -$396K -2,650 -0.9%
LPL Financial
118
LPL Financial
California
$40M -$1.08M -7,245 -2%
VOYA Investment Management
119
VOYA Investment Management
Georgia
$39.8M +$1.7M +11,376 +4%
Federated Hermes
120
Federated Hermes
Pennsylvania
$39.7M -$7.87M -52,700 -15%
Aviva
121
Aviva
United Kingdom
$39.7M +$512K +3,426 +1%
ACI
122
AMP Capital Investors
Australia
$39.3M +$5.04M +33,699 +13%
DekaBank Deutsche Girozentrale
123
DekaBank Deutsche Girozentrale
Germany
$38.8M +$3.19M +21,318 +8%
HighTower Advisors
124
HighTower Advisors
Illinois
$38.7M -$97.3K -651 -0.2%
ProShare Advisors
125
ProShare Advisors
Maryland
$38.3M -$7.71M -51,605 -15%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.