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Caterpillar
CAT

Overview Fund Activity

1,270 hedge funds and large institutions have $51.4B invested in Caterpillar in 2017 Q3 according to their latest regulatory filings, with 130 funds opening new positions, 432 increasing their positions, 487 reducing their positions, and 43 closing their positions.

Holders
1,270
Holders Change
+78
Holders Change %
+6.54%
% of All Funds
31.71%
Holding in Top 10
41
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+28.13%
% of All Funds
1.02%
New
130
Increased
432
Reduced
487
Closed
43
Calls
$1.29B
Puts
$1.86B
Net Calls
-$573M
Net Calls Change
+$76.6M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$286M
2
Jennison Associates
2
Jennison Associates
New York
$328M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$217M
4
Goldman Sachs
4
Goldman Sachs
New York
$542M
5
Vanguard Group
5
Vanguard Group
Pennsylvania
$5.27B

Top Sellers

1
Invesco
1
Invesco
Georgia
$442M
2
State Street
2
State Street
Massachusetts
$6.15B
3
Renaissance Technologies
3
Renaissance Technologies
New York
$134M
4
Harris Associates
4
Harris Associates
Illinois
$668M
5
Capital Research Global Investors
5
Capital Research Global Investors
California
$154M
Name Market Value Shares Shares
Change 		Shares
Change %
GC
101
Guggenheim Capital
Illinois
$49.7M 398,140 -63,338 -14%
Capital International Investors
102
Capital International Investors
California
$49.6M 397,800 -158,000 -28%
PNC Financial Services Group
103
PNC Financial Services Group
Pennsylvania
$49.4M 395,885 +14,480 +4%
Ohio Public Employees Retirement System (OPERS)
104
Ohio Public Employees Retirement System (OPERS)
Ohio
$49.2M 394,172 +1,825 +0.5%
Fidelity International
105
Fidelity International
Bermuda
$48.6M 389,397 +231,984 +147%
AA
106
ALPS Advisors
Colorado
$48.4M 387,934 -56,488 -13%
Los Angeles Capital Management
107
Los Angeles Capital Management
California
$48.3M 387,531 +236,057 +156%
TD Asset Management
108
TD Asset Management
Ontario, Canada
$48.3M 387,384 -11,936 -3%
BAPIM
109
British Airways Pensions Investment Management
United Kingdom
$47.9M 383,941 -18,504 -5%
Citigroup
110
Citigroup
New York
$47.2M 378,343 +173,809 +85%
Aviva
111
Aviva
United Kingdom
$45.3M 363,426 +2,147 +0.6%
TAM
112
Tocqueville Asset Management
New York
$43.8M 351,561 -18,429 -5%
BCIM
113
British Columbia Investment Management
British Columbia, Canada
$43.2M 346,173 +10,968 +3%
HighTower Advisors
114
HighTower Advisors
Illinois
$40.3M 323,793 -3,219 -1%
PAMU
115
Pictet Asset Management (UK)
United Kingdom
$39.5M 316,413 -3,200 -1%
SO
116
STRS Ohio
Ohio
$39.3M 315,276 +27 +0%
ELC
117
Edgar Lomax Company
Virginia
$39.3M 314,780 -16,814 -5%
Commonwealth Equity Services
118
Commonwealth Equity Services
Massachusetts
$38.3M 307,400 +7,975 +3%
ASC
119
Atalanta Sosnoff Capital
New York
$38.3M 306,769 +31,650 +12%
VOYA Investment Management
120
VOYA Investment Management
Georgia
$38.3M 306,723 -19,017 -6%
First Trust Advisors
121
First Trust Advisors
Illinois
$37.8M 303,194 +110,076 +57%
MLICM
122
Metropolitan Life Insurance Company (MetLife)
New York
$37.7M 302,425 -3,880 -1%
SCM
123
Stevens Capital Management
Pennsylvania
$36.9M 296,281 +149,093 +101%
AG
124
Aperio Group
California
$36.3M 290,741 +16,281 +6%
Calamos Advisors
125
Calamos Advisors
Illinois
$36M 288,703 -6,659 -2%
3 4
5
6 7