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Caterpillar
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Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
1
Waddell & Reed Financial
Kansas
$759M
2
HCM
2
Herndon Capital Management
Georgia
$148M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$266M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$3.74B
5
Wellington Management Group
5
Wellington Management Group
Massachusetts
$514M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.87B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$988M
3
Norges Bank
3
Norges Bank
Norway
$349M
4
Goldman Sachs
4
Goldman Sachs
New York
$206M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$331M
Name Holding Trade Value Shares
Change 		Shares
Change %
PPSG
1176
Princeton Portfolio Strategies Group
New Jersey
– -$324K -2,980 Closed
FAM
1177
Fiduciary Asset Management
Missouri
– -$315K -2,900 Closed
1GA
1178
1st Global Advisors
Texas
– -$306K -2,819 Closed
MIAN
1179
Mariner Independent Advisor Network
Kansas
– -$296K -2,724 Closed
EA
1180
Emerald Advisers
Pennsylvania
– -$291K -2,682 Closed
WKA
1181
Wilson Kemp & Associates
Michigan
– -$288K -2,650 Closed
HMS
1182
Hanseatic Management Services
New Mexico
– -$271K -2,490 Closed
FCH
1183
Freestone Capital Holdings
Washington
– -$265K -2,443 Closed
WCM
1184
Windsor Capital Management
Arizona
– -$261K -2,402 Closed
DDC
1185
DF Dent & Co
Maryland
– -$245K -2,256 Closed
AWA
1186
ARS Wealth Advisors
Florida
– -$241K -2,221 Closed
BHB
1187
Bank Hapoalim BM
Israel
– -$230K -2,116 Closed
FFA
1188
First Foundation Advisors
California
– -$225K -2,074 Closed
TNBTD
1189
Trustmark National Bank Trust Department
Mississippi
– -$224K -2,065 Closed
SFM
1190
Signature Financial Management
Virginia
– -$220K -2,029 Closed
MIH
1191
Madison Investment Holdings
Wisconsin
– -$217K -2,000 Closed
BWM
1192
Baystate Wealth Management
Massachusetts
– -$217K -2,000 Closed
CW
1193
Cobiz Wealth
Colorado
– -$217K -2,000 Closed
CFA
1194
Cahill Financial Advisors
Minnesota
– -$217K -1,992 Closed
CCA
1195
Cobblestone Capital Advisors
New York
– -$212K -1,955 Closed
MJRIC
1196
Mogy Joel R Investment Counsel
California
– -$209K -1,920 Closed
VanEck Associates
1197
VanEck Associates
New York
– -$130K -1,200 Closed
BEAM
1198
Baker Ellis Asset Management
Washington
– -$105K -965 Closed
PAS
1199
Partnervest Advisory Services
California
– -$80K -741 Closed
HCP
1200
Holt Capital Partners
Texas
– -$74K -680 Closed
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