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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
FCB
1151
First Command Bank
Texas
$406K -$3.73K -25 -0.9%
FCFS
1152
First Command Financial Services
Texas
$406K -$3.73K -25 -0.9%
SPC
1153
Stewart & Patten Company
California
$406K +$20.9K +140 +5%
Credit Agricole
1154
Credit Agricole
France
$406K +$336K +2,250 +479%
AP
1155
Atwood & Palmer
Missouri
$403K – – –
FHA
1156
Flagship Harbor Advisors
Massachusetts
$403K +$4.77K +32 +1%
MA
1157
Montag & Associates
Georgia
$403K +$119K +800 +42%
AIM
1158
Anchor Investment Management
South Carolina
$398K +$194K +1,300 +95%
PP
1159
PrairieView Partners
Minnesota
$398K -$72.1K -483 -15%
OWM
1160
Opes Wealth Management
California
$398K – – –
NSAM
1161
North Star Asset Management
Wisconsin
$397K -$4.48K -30 -1%
9WM
1162
9258 Wealth Management
Ohio
$396K +$26.1K +166 +7%
JIP
1163
Jaffetilchin Investment Partners
Florida
$396K +$41.3K +277 +12%
FIM
1164
Freedom Investment Management
Connecticut
$393K -$38.4K -258 -9%
EWM
1165
Empirical Wealth Management
Washington
$392K -$36.8K -247 -9%
KFA
1166
Krane Funds Advisors
New York
$392K +$392K +2,626 New
MSE
1167
MUFG Securities EMEA
United Kingdom
$390K -$987K -6,614 -72%
RIG
1168
Renaissance Investment Group
Massachusetts
$388K – – –
BONST
1169
Bank of Nova Scotia Trust
Ontario, Canada
$388K +$149 +1 +0%
RT
1170
Rockland Trust
Massachusetts
$388K +$4.18K +28 +1%
WMG
1171
WESCAP Management Group
California
$387K – – –
BAM
1172
Barrett Asset Management
New York
$380K – – –
TSS
1173
Two Sigma Securities
New York
$379K -$649K -4,352 -63%
CIAS
1174
Capital Investment Advisory Services
North Carolina
$379K -$179K -1,196 -32%
VNA
1175
Valley National Advisers
Pennsylvania
$378K -$7.46K -50 -2%
45 46
47
48 49