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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
ACA
1151
Affinity Capital Advisors
California
$397K +$397K +2,688 New
B
1152
Bailard
California
$396K -$83.3K -564 -17%
TAM
1153
Townsend Asset Management
North Carolina
$393K +$393K +2,664 New
TI
1154
tru Independence
Oregon
$393K +$393K +3,382 New
WPW
1155
Waldron Private Wealth
Pennsylvania
$392K – – –
DWM
1156
Dorchester Wealth Management
Quebec, Canada
$391K +$391K +2,650 New
NP
1157
NorthRock Partners
Minnesota
$390K +$390K +2,641 New
P
1158
Pitcairn
Pennsylvania
$389K +$16.4K +111 +4%
IA
1159
IFG Advisory
Georgia
$388K -$217K -1,473 -36%
TCOK
1160
Trust Company of Kansas
Kansas
$386K +$386K +2,614 New
BONST
1161
Bank of Nova Scotia Trust
Ontario, Canada
$384K +$443 +3 +0.1%
LA
1162
Legacy Advisors
Pennsylvania
$384K +$384K +2,597 New
TFO
1163
Tarbox Family Office
California
$383K -$1.48K -10 -0.4%
SPC
1164
Stewart & Patten Company
California
$382K – – –
LCM
1165
LVM Capital Management
Michigan
$382K +$31.4K +213 +9%
FCFC
1166
First Citizens Financial Corp
Iowa
$381K +$381K +2,583 New
HEIP
1167
Hudson Edge Investment Partners
New Jersey
$380K -$4.88K -33 -1%
CCM
1168
Crabel Capital Management
California
$380K +$380K +2,575 New
DIM
1169
Delta Investment Management
California
$379K +$379K +2,571 New
LBD
1170
Landsberg Bennett & Dubbaneh
Florida
$378K -$518K -3,505 -58%
BST
1171
Bath Savings Trust
Maine
$377K -$28.5K -193 -7%
LWP
1172
Legacy Wealth Partners
California
$376K +$376K +2,735 New
BCWM
1173
Bartlett & Co Wealth Management
Ohio
$375K -$5.17K -35 -1%
SG
1174
StoneX Group
New York
$375K +$15.9K +108 +4%
SAM
1175
Seelaus Asset Management
New Jersey
$371K – – –
45 46
47
48 49