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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$814M
2
American Century Companies
American Century Companies
Missouri
$325M
3
Morgan Stanley
Morgan Stanley
New York
$445M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$424M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$205M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
$282M
2
Capital World Investors
Capital World Investors
California
$1.38B
3
Fidelity Investments
Fidelity Investments
Massachusetts
$725M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$37.2M
5
Bank of New York Mellon
Bank of New York Mellon
New York
$964M
Name Holding Trade Value Shares
Change 		Shares
Change %
AA
1151
Apriem Advisors
California
$40K +$1.02K +11 +3%
CPIG
1152
Chicago Partners Investment Group
Illinois
$40K +$40K +440 New
NC
1153
NewSquare Capital
Pennsylvania
$39K – – –
SFG
1154
Sage Financial Group
Pennsylvania
$37K – – –
WCM
1155
Wealthcare Capital Management
Virginia
$30K +$182 +2 +0.6%
GAM
1156
Gemmer Asset Management
California
$29K -$4.86K -54 -14%
FAM
1157
Formidable Asset Management
Ohio
$29K – – –
PG
1158
PEAK6 Group
Illinois
$28K -$587K -6,312 -95%
WA
1159
Waverly Advisors
Alabama
$27K -$4.59K -50 -15%
RFS
1160
Rockefeller Financial Services
New York
$27K +$19.6K +210 +263%
BCM
1161
Blume Capital Management
California
$27K +$27K +300 New
BKA
1162
Brick & Kyle Associates
Pennsylvania
$27K +$27K +300 New
FMT
1163
First Mercantile Trust
Tennessee
$23K – – –
CFG
1164
CKW Financial Group
Hawaii
$22K – – –
RA
1165
Rational Advisors
New York
$21K +$21K +230 New
NCM
1166
Nelson Capital Management
California
$20K – – –
Victory Capital Management
1167
Victory Capital Management
Texas
$18K +$18K +200 New
PIM
1168
Parasol Investment Management
Illinois
$16K – – –
BRWA
1169
B. Riley Wealth Advisors
Florida
$15.2K +$7.48K +12,435 +97%
MPWT
1170
MassMutual Private Wealth & Trust
Connecticut
$15K -$180K -1,971 -92%
FMP
1171
Financial Management Professionals
Texas
$14K – – –
MCA
1172
Mercer Capital Advisers
New Jersey
$14K +$14K +150 New
WAM
1173
Wallington Asset Management
Indiana
$13K – – –
FBT
1174
Founders Bank & Trust
Michigan
$12K – – –
MFBTD
1175
MB Financial Bank - Trust Department
Illinois
$11K -$152K -1,639 -93%
45 46
47
48 49