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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
WCM
1126
Windsor Capital Management
Arizona
$432K -$35.2K -236 -8%
JWA
1127
JFS Wealth Advisors
Pennsylvania
$432K +$61.5K +413 +17%
QI
1128
Qtron Investments
Massachusetts
$432K +$127K +853 +42%
HIS
1129
Harvest Investment Services
Illinois
$431K +$431K +2,890 New
BFM
1130
Boston Financial Management
Massachusetts
$427K – – –
MHIC
1131
Marble Harbor Investment Counsel
Massachusetts
$426K -$22.4K -150 -5%
SGK
1132
Steigerwald Gordon & Koch
Virginia
$425K -$5.37K -36 -1%
XF
1133
XML Financial
Maryland
$424K -$206K -1,377 -33%
SAM
1134
Seelaus Asset Management
New Jersey
$424K – – –
MLFP
1135
MPS Loria Financial Planners
Illinois
$424K +$746 +5 +0.2%
V
1136
VeraBank
Texas
$423K – – –
RB
1137
Rodgers Brothers
Pennsylvania
$421K -$1.32M -8,827 -76%
FQ
1138
First Quadrant
California
$420K -$287K -1,924 -41%
BP
1139
Ballentine Partners
Massachusetts
$420K +$6.26K +42 +2%
RMCM
1140
Reynders McVeigh Capital Management
Massachusetts
$418K -$236K -1,581 -36%
PC
1141
Peavine Capital
Nevada
$418K – – –
AF
1142
Arrow Financial
New York
$416K -$40.3K -270 -9%
RCAG
1143
Rehmann Capital Advisory Group
Michigan
$415K +$24.5K +164 +6%
CFA
1144
Capstone Financial Advisors
Illinois
$414K – – –
BMC
1145
Benin Management Corp
Connecticut
$411K – – –
GI
1146
Gradient Investments
Minnesota
$411K +$152K +1,018 +59%
BJL
1147
Brighton Jones LLC
Washington
$411K +$411K +2,753 New
SNB
1148
Security National Bank
Nebraska
$409K – – –
WA
1149
Wealth Architects
California
$408K +$14.9K +100 +4%
CAMG
1150
CWA Asset Management Group
Florida
$407K -$205K -1,375 -34%
44 45
46
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