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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
BFA
1126
Beacon Financial Advisory
Ohio
$333K -$17.9K -151 -5%
WA
1127
Wealth Architects
California
$333K +$474 +4 +0.2%
AL
1128
Aspiriant LLC
California
$333K +$311K +2,625 New
KPW
1129
Kore Private Wealth
New York
$332K -$5.69K -48 -2%
AT
1130
Arden Trust
Delaware
$331K -$77.9K -657 -20%
RCAG
1131
Rehmann Capital Advisory Group
Michigan
$331K +$6.64K +56 +2%
ClearBridge Investments
1132
ClearBridge Investments
New York
$330K -$264K -2,228 -46%
Walleye Capital
1133
Walleye Capital
New York
$330K +$309K +2,606 New
ACM
1134
Aljian Capital Management
Nevada
$329K
BONST
1135
Bank of Nova Scotia Trust
Ontario, Canada
$329K
RIG
1136
Renaissance Investment Group
Massachusetts
$328K -$38.5K -325 -11%
WMG
1137
WESCAP Management Group
California
$328K
VNA
1138
Valley National Advisers
Pennsylvania
$327K -$25.6K -216 -8%
SPC
1139
Stewart & Patten Company
California
$327K
RT
1140
Rockland Trust
Massachusetts
$325K -$21K -177 -6%
WA1
1141
Wimmer Associates 1
California
$325K -$13.8K -116 -5%
RCA
1142
Ranch Capital Advisors
Florida
$325K -$12.1K -102 -4%
FA
1143
FMA Advisory
Pennsylvania
$324K +$304K +2,560 New
BAM
1144
Barrett Asset Management
New York
$323K +$65.2K +550 +28%
MMC
1145
Mizuho Markets Cayman
Cayman Islands
$323K +$302K +2,550 New
FB
1146
Fulton Bank
Pennsylvania
$322K -$17.8K -150 -6%
DIM
1147
DC Investments Management
Virginia
$322K +$302K +2,546 New
FHC
1148
First Heartland Consultants
Missouri
$320K -$3.44K -29 -1%
CIM
1149
CIM Investment Management
Pennsylvania
$320K
WP
1150
WealthSource Partners
California
$319K -$114K -962 -28%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.