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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
Jones Financial Companies
1126
Jones Financial Companies
Missouri
$362K -$111K -870 -23%
RT
1127
Rockland Trust
Massachusetts
$362K -$40.1K -316 -10%
KFS
1128
Kurt F. Somerville
$362K -$25.4K -200 -7%
HA
1129
Halsey Associates
Connecticut
$362K +$31.8K +250 +10%
ASC
1130
Atalanta Sosnoff Capital
New York
$361K +$361K +2,838 New
OCM
1131
One Capital Management
California
$359K -$15.9K -125 -4%
LCM
1132
LVM Capital Management
Michigan
$359K +$57K +448 +19%
MWM
1133
Merriman Wealth Management
Washington
$358K +$16K +125 +5%
SSG
1134
Summit Securities Group
New York
$356K -$292K -2,300 -45%
MLFP
1135
MPS Loria Financial Planners
Illinois
$356K +$507 +4 +0.1%
P
1136
Pitcairn
Pennsylvania
$356K +$1.53K +12 +0.4%
Carson Wealth (CWM LLC)
1137
Carson Wealth (CWM LLC)
Nebraska
$356K +$101K +797 +40%
IIC
1138
Ironwood Investment Counsel
Arizona
$355K +$1.01K +8 +0.3%
AC
1139
Abbrea Capital
California
$353K -$82K -645 -19%
ACG
1140
Allen Capital Group
Nebraska
$353K +$2.18K +16 +0.6%
GWMIA
1141
Global Wealth Management Investment Advisory
Florida
$353K +$353K +2,778 New
MA
1142
MONECO Advisors
Connecticut
$353K +$353K +2,780 New
CHA
1143
Cooper/Haims Advisors
New York
$352K -$1.78K -14 -0.5%
CAG
1144
Crestwood Advisors Group
Massachusetts
$351K – – –
TAM
1145
Taylor Asset Management
Ontario, Canada
$350K -$57.3K -450 -14%
FCB
1146
First Command Bank
Texas
$348K -$185K -1,454 -35%
FCFS
1147
First Command Financial Services
Texas
$348K -$185K -1,454 -35%
QCIG
1148
Quad-Cities Investment Group
Iowa
$347K +$12.9K +101 +4%
MFG
1149
Magnus Financial Group
New York
$346K +$346K +2,724 New
BDF
1150
Balasa Dinverno & Foltz
$345K +$31.7K +249 +10%
44 45
46
47 48