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Caterpillar
CAT

Overview Fund Activity

2,389 hedge funds and large institutions have $97.3B invested in Caterpillar in 2023 Q3 according to their latest regulatory filings, with 189 funds opening new positions, 902 increasing their positions, 899 reducing their positions, and 80 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,389
Holders Change
+79
Holders Change %
+3.42%
% of All Funds
38.09%
Holding in Top 10
74
Holding in Top 10 Change
+30
Holding in Top 10 Change %
+68.18%
% of All Funds
1.18%
New
189
Increased
902
Reduced
899
Closed
80
Calls
$2.6B
Puts
$3.31B
Net Calls
-$708M
Net Calls Change
-$286M

Top Buyers

1
Winslow Capital Management
Winslow Capital Management
Minnesota
+$292M
2
Bank of America
Bank of America
North Carolina
+$287M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$213M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$199M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$119M

Top Sellers

1
AS
Altshuler Shaham
Israel
-$559M
2
State Street
State Street
Massachusetts
-$374M
3
VOYA Investment Management
VOYA Investment Management
Georgia
-$297M
4
DZ Bank
DZ Bank
Germany
-$288M
5
BlackRock
BlackRock
New York
-$193M
Name Holding Trade Value Shares
Change 		Shares
Change %
QCG
1101
Quadrant Capital Group
Ohio
$1.31M +$146K +533 +12%
TLA
1102
Tanglewood Legacy Advisors
Texas
$1.31M – – –
NFG
1103
Nations Financial Group
Iowa
$1.31M +$45.3K +166 +4%
LA
1104
LexAurum Advisors
Kansas
$1.3M +$65.8K +241 +5%
DI
1105
Diligent Investors
California
$1.3M -$27.3K -100 -2%
PWAM
1106
Pinnacle West Asset Management
Wyoming
$1.3M +$49.1K +180 +4%
TBA
1107
Tower Bridge Advisors
Pennsylvania
$1.29M -$30K -110 -2%
DAM
1108
Diamant Asset Management
Connecticut
$1.29M – – –
CRIG
1109
Charter Research & Investment Group
Connecticut
$1.29M – – –
EIA
1110
Eldridge Investment Advisors
New Hampshire
$1.29M -$5.19K -19 -0.4%
DF
1111
Donoghue Forlines
Massachusetts
$1.29M -$83.8K -307 -6%
TCWM
1112
Total Clarity Wealth Management
Illinois
$1.28M -$221K -811 -15%
FAM
1113
Flaharty Asset Management
Florida
$1.28M -$133K -487 -9%
TCA
1114
Transcend Capital Advisors
New Jersey
$1.28M +$286K +1,049 +29%
WFS
1115
Widmann Financial Services
Maryland
$1.28M -$5.46K -20 -0.4%
EP
1116
Eudaimonia Partners
Tennessee
$1.28M -$1.64K -6 -0.1%
FFA
1117
First Foundation Advisors
California
$1.28M -$117K -427 -8%
EIM
1118
Essex Investment Management
Massachusetts
$1.27M -$233K -854 -16%
BAM
1119
Byrne Asset Management
New Jersey
$1.27M +$1.09K +4 +0.1%
OWM
1120
Opes Wealth Management
California
$1.27M +$4.1K +15 +0.3%
FLPIM
1121
F.L. Putnam Investment Management
Massachusetts
$1.26M +$4.64K +17 +0.4%
GLR
1122
Great Lakes Retirement
Ohio
$1.26M +$166K +607 +15%
AIS
1123
AM Investment Strategies
Tennessee
$1.25M – – –
PP
1124
Patten & Patten
Tennessee
$1.25M -$31.1K -114 -2%
WPW
1125
Waldron Private Wealth
Pennsylvania
$1.25M +$10.6K +39 +0.9%
43 44
45
46 47