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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCB
1101
Cutter & Co Brokerage
Missouri
$378K +$106K +834 +39%
VNA
1102
Valley National Advisers
Pennsylvania
$377K +$24.3K +191 +7%
SMFS
1103
Squar Milner Financial Services
California
$376K – – –
SWM
1104
SVA Wealth Management
Wisconsin
$375K -$87.8K -691 -19%
BFM
1105
Boston Financial Management
Massachusetts
$374K +$2.92K +23 +0.8%
BFIM
1106
Beese Fulmer Investment Management
Ohio
$372K – – –
CCMD
1107
Cypress Capital Management (Delaware)
Delaware
$371K +$8.89K +70 +2%
SPC
1108
Stewart & Patten Company
California
$370K -$21.6K -170 -6%
HCM
1109
HMS Capital Management
Tennessee
$369K -$268K -2,106 -42%
WA1
1110
Wimmer Associates 1
California
$369K -$18.7K -147 -5%
CWM
1111
Concentric Wealth Management
California
$369K – – –
BWM
1112
Buckley Wealth Management
Nevada
$369K – – –
AWCI
1113
Alpine Woods Capital Investors
New York
$369K +$369K +2,900 New
BPWA
1114
Beacon Pointe Wealth Advisors
California
$369K +$369K +2,900 New
TPWA
1115
TRUE Private Wealth Advisors
Oregon
$368K +$79.4K +625 +27%
AP
1116
Atwood & Palmer
Missouri
$367K +$18.6K +146 +5%
CWM
1117
Circle Wealth Management
New Jersey
$366K +$366K +2,884 New
ACM
1118
Advent Capital Management
New York
$365K -$4.39M -34,530 -92%
BST
1119
Bath Savings Trust
Maine
$365K – – –
MCM
1120
MV Capital Management
Maryland
$365K +$21.6K +170 +6%
OIA
1121
OneDigital Investment Advisors
Kansas
$365K +$122K +957 +50%
PAA
1122
Peregrine Asset Advisers
Oregon
$364K -$3.55M -27,960 -91%
CAM
1123
CenterStar Asset Management
Illinois
$364K -$170K – –
V
1124
VeraBank
Texas
$363K +$363K +2,855 New
SMFG
1125
Sumitomo Mitsui Financial Group
Japan
$363K +$363K +2,862 New
43 44
45
46 47