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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
HWA
1076
HHM Wealth Advisors
Tennessee
$492K +$12.8K +86 +3%
CBT
1077
Capital Bank & Trust
California
$490K +$17.9K +120 +4%
FA
1078
FMA Advisory
Pennsylvania
$486K +$104K +699 +27%
OFG
1079
OmniStar Financial Group
North Carolina
$486K +$486K +3,258 New
MGIA
1080
Moneta Group Investment Advisors
Missouri
$483K -$141K -944 -23%
WP
1081
WMS Partners
Maryland
$481K – – –
OSNBOA
1082
Old Second National Bank of Aurora
Illinois
$480K -$60.7K -407 -11%
RWP
1083
RWA Wealth Partners
Massachusetts
$480K -$23.4K -157 -5%
PFA
1084
Pathway Financial Advisors
Vermont
$479K – – –
GW
1085
GW & Wade
Massachusetts
$478K – – –
RWM
1086
Ritholtz Wealth Management
New York
$478K +$79K +530 +20%
TC
1087
TownSquare Capital
Utah
$477K +$15K +99 +3%
KA
1088
Kovack Advisors
Florida
$477K +$41.1K +275 +9%
CAG
1089
Crestwood Advisors Group
Massachusetts
$476K -$37.3K -250 -7%
AF
1090
Affiance Financial
Minnesota
$473K +$8.95K +60 +2%
KFS
1091
Kurt F. Somerville
$473K +$29.1K +195 +7%
ACM
1092
AlphaStar Capital Management
North Carolina
$472K -$390K -2,329 -45%
SC
1093
SouthState Corp
Florida
$471K -$18.5K -124 -4%
PWPS
1094
Pinnacle Wealth Planning Services
Ohio
$465K +$5.97K +40 +1%
NPPM
1095
North Point Portfolio Managers
Ohio
$465K +$6.12K +41 +1%
GTAM
1096
Global Trust Asset Management
Florida
$464K – – –
CB
1097
CNB Bank
Pennsylvania
$463K -$11.2K -75 -2%
WPW
1098
Waldron Private Wealth
Pennsylvania
$463K +$36K +242 +8%
WA
1099
Wealth Alliance
New York
$462K +$112K +750 +32%
AIC
1100
Archer Investment Corporation
Indiana
$462K +$362K +2,425 +361%
42 43
44
45 46