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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
V
1076
VeraBank
Texas
$329K – – –
NP
1077
NorthRock Partners
Minnesota
$329K +$22.7K +196 +7%
MLFP
1078
MPS Loria Financial Planners
Illinois
$328K +$464 +4 +0.1%
PC
1079
Peavine Capital
Nevada
$325K – – –
VNA
1080
Valley National Advisers
Pennsylvania
$325K +$1.39K +12 +0.4%
EWA
1081
EP Wealth Advisors
California
$323K -$969K -8,341 -75%
BFA
1082
Beacon Financial Advisory
Ohio
$323K -$112K -968 -26%
BOS
1083
Bingham Osborn & Scarborough
California
$323K +$39.9K +344 +14%
SIAP
1084
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$321K -$112K -972 -26%
BMC
1085
Benin Management Corp
Connecticut
$320K -$119K -1,027 -27%
OL
1086
Optas LLC
Texas
$320K +$320K +2,760 New
WDA
1087
Wendell David Associates
New Hampshire
$319K -$11.6K -100 -4%
FCFS
1088
First Command Financial Services
Texas
$319K – – –
FCB
1089
First Command Bank
Texas
$319K – – –
RT
1090
Rockland Trust
Massachusetts
$318K -$8.8K -76 -3%
SNB
1091
Security National Bank
Nebraska
$318K – – –
QCIG
1092
Quad-Cities Investment Group
Iowa
$317K +$116 +1 +0%
RWP
1093
RWA Wealth Partners
Massachusetts
$317K +$232 +2 +0.1%
First Manhattan
1094
First Manhattan
New York
$316K -$115K -996 -27%
CSS
1095
Cubist Systematic Strategies
Connecticut
$314K -$3.98M -34,311 -93%
FB
1096
Fulton Bank
Pennsylvania
$313K -$46.5K -400 -13%
AP
1097
Atwood & Palmer
Missouri
$313K – – –
NSAM
1098
North Star Asset Management
Wisconsin
$312K -$204K -1,756 -39%
KPW
1099
Kore Private Wealth
New York
$311K +$46.9K +404 +18%
TFO
1100
Tarbox Family Office
California
$310K +$9.06K +78 +3%
42 43
44
45 46